Monitoring of recordkeeping and reporting plan advisory
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Monitoring of recordkeeping and reporting plan advisory

3 years ago · 1019.6 KB Download

This Employee Benefit Plan Audit Quality Center (EBPAQC) advisory assists the plan sponsor, administrator or trustee in understanding the importance and benefits of establishing an effective monitoring program over service organizations that perform recordkeeping and reporting functions for your employee benefit plan. This advisory specifically addresses service organizations that perform recordkeeping and reporting services.

This advisory discusses:

  • ways to select and monitor outside service organizations that perform fiduciary duties for the plan

  • provides an understanding of financial information prepared by the service organization

  • outlines the importance of monitoring the service organization controls over the plan accounting information, and outlines the complementary user controls at the plan sponsor

  • identifies special considerations for the different plan types

Download the EBPAQC plan advisory on monitoring outsourced functions

File name: ebpaqc-plan-advisory-on-monitoring-outsourced-functions.pdf

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