This EBPAQC tool assists firms in planning and performing the required annual internal inspection of their firm’s ERISA employee benefit plan audit practice. It discusses:
The benefits that the firm can realize from performing the inspection
Steps to a successful inspection program
Practical advice on establishing and performing an ERISA audit inspection
Steps in implementing a successful internal inspection program include:
Developing inspection policies and procedures
Determining a timeline for the inspection
Assigning responsibility for the inspection program
Identifying appropriate