EBP annual internal inspections tool
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EBP annual internal inspections tool

9 years ago · 180.3 KB Download



This EBPAQC tool assists firms in planning and performing the required annual internal inspection of their firm’s ERISA employee benefit plan audit practice. It discusses:

  • The benefits that the firm can realize from performing the inspection

  • Steps to a successful inspection program

  • Practical advice on establishing and performing an ERISA audit inspection

Steps in implementing a successful internal inspection program include:

  • Developing inspection policies and procedures

  • Determining a timeline for the inspection

  • Assigning responsibility for the inspection program

  • Identifying appropriate

Download the Download the EBP annual internal inspections

File name: ebp-annual-internal-inspections.pdf

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