Other Regulatory Resources



Note to Reader:
The content covered in The CPA’s Guide to Regulatory Issues in a PFP Practice and The CPA’s Guide to Investment Adviser Registration is generally evergreen; however, changes pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the Act”) will be made when studies and implementation of the Act are finalized. To keep apprised of movement with the Act’s studies and related implementation, visit
aicpa.org/PFP/advocacy .