Podcast: What CPA financial Planners Need to Know about Social Media and Compliance


For financial advisers, social media presents both an opportunity and a challenge. Understanding the compliance requirements set forth by FINRA, the IRS, and the SEC is critical to the success of your social media venture. In this podcast, Blane Warrene digs into the key elements of social media and compliance issues, including:
  • Developing your social media policy
  • Defining the social media team
  • Choosing technology that helps you archive, supervise, and generate results for maintaining compliance with regulations
Using the key takeaways to execute your social media strategy, build your social media identity, and build relationships through social media.