For Peer Reviewers
If you are interested in peer review, a new peer reviewer or an experienced peer reviewer, click a link below for helpful information.
Peer Review Issue Advisory Hotline
Access the Issue Advisory Hotline by calling 919.402.4640. For more information, please refer to the Q&A document.
Industry Specific Peer Review Information
- The QCM Reviews web page provides useful information related to these types of reviews. If you are a QCM Reviewer, the page contains forms and practice aids for you. If you are interested in accessing QCM review results, you can download reports and related acceptance letters from the providers.
Auditors of Broker Dealers
- Does your firm perform audits of broker dealers? Refer to Information for Firms that Perform Broker-Dealer Audits or Attestation Engagements and Broker-Dealer Engagements: Peer Review Implications for more information.
- Searching the Department of Labor's EFAST2 Website
Download instructions to search the Department of Labor's EFAST2 website for Form 5500 filings.
Please note, reviewers are not required to search Form 5500 filings when performing Peer Reviews.
- Downloading Single Audit Data Collection Form Information from the Federal Audit Clearinghouse
Download instructions to search the Federal Audit Clearinghouse for Single Audit Data Collection Form filings. Please note, reviewers are not required to search Data Collection Form filings when performing Peer Reviews.
For New or Potential Peer Reviewers
For Experienced Peer Reviewers
Reviewer Training Information
QCM Review Results
Peer Review Standards
Peer Review Manual
Team and Review Captain Checklists
Practice Management Toolkits
Rules of Procedures for Reviewers
Examples of Matters in Peer Review
Q&A: Quality Control Considerations for System Reviews