Disrud, Curtis W. of Oconomowoc, WI

Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Disrud’s AICPA membership was suspended for two years, effective May 4, 2018, the date of the SEC’s Order. This action is based on the Securities and Exchange Commission’s Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 203(k) of the Investment Advisers Act of 1940, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order. Details regarding the SEC’s Order can be found on the SEC’s website.