Arthur, Harris W. – Katy, TX

October 5, 2015

As a result of a decision of a hearing panel of the Joint Trial Board, Mr. Arthur’s AICPA membership was suspended for two years effective July 12, 2015. Mr. Arthur was found guilty of violating AICPA Bylaw Section 7.4.6 by failing to cooperate with the Ethics Charging Authority in its investigation of his professional conduct by not responding to interrogatories or the request for documents. The hearing panel directed Mr. Arthur to notify the Ethics Charging Authority, within sixty days, of the name of an approved peer reviewer; obtain pre-issuance review for any employee benefit plan audits in process or done within the period of suspension; and to join the Employee Benefit Plan Audit Quality Center.