
ERISA Section 103(a)(3)(C) audits: Part 2
Learn practical guidance and tactical implementation of audit requirements for ERISA Section 103(a)(3)(C).
Format
Webcast
NASBA Field of Study
Auditing
Level
Intermediate
CPE Credits
2
Author(s)
Josie Hammond, Sandi Carrier, Debbie Smith
Availability
3 months
Product Number
WC3569293
Part 2 in the 2-part series
Join us to dive deeper into the requirements for ERISA Section 103(a)(3)(C) audits. In this webcast, you will learn:
- Tips related to the changes resulting from the issuance of SAS No. 136
- The auditor's responsibilities related to the ERISA Section 103(a)(3)(C) certification
- And more!
Key Topics
- EBP audit client acceptance/the engagement letter
- Relevant plan provisions
- Substantially complete Form 5500
- Reportable findings
- New auditor's report
Learning Outcomes
- Apply the requirements of AU-C 703 to ERISA Section 103(a)(3)(C) audits
- Determine considerations that should be made in identifying relevant plan provisions
- Analyze whether a Form 5500 is substantially complete
- Distinguish issues that may result in reportable findings
Who Will Benefit
- Employee benefit plan (EBP) auditors who perform ERISA Section 103(a)(3)(C) audits
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