SEC Filings and Other Activities
Learn the main types of SEC filings and make appropriate investment decisions. Participants will explore filing requirements, discover disclosure best practice, and gain insight into SEC hot topics.
Format
Online
NASBA Field of Study
Accounting
Level
Intermediate
CPE Credits
1.5
Author(s)
BDO USA
Availability
1 year
Product Number
SECF22SSO
Unlock SEC filings
Get the expertise and knowledge all practitioners need to excel as a preparer or reviewer of SEC filings. Participants will:
- Get hands-on experience preparing annual reports, quarterly reports, current reports, and proxy statements in compliance with SEC requirements.
- Learn to prepare or review financial statements and their related disclosures.
Participants will receive the foundation needed to succeed in this arena.
This course provides CPE credit in the Accounting (1.5) field of study.
Who Will Benefit
- Auditors in public practice with SEC registrants as clients
- Financial reporting managers of registrants
- Companies planning to go public
Key Topics
- Rules and regulations pertaining to various forms of SEC filings
- SEC final rules to modernize and simplify certain disclosure requirements
- Significant new accounting and PCAOB standards
Learning Outcomes
- Recognize key required disclosures on Forms 10-K, 10-Q, 8-K, registration statements, and proxy statements.
- Recall recent SEC activities.
- Recognize SEC’s staff guidance and staff practice issues.
Group ordering for your team
2 to 5 registrants
Save time with our group order form. We’ll send a consolidated invoice to keep your learning expenses organized.
Start order6+ registrants
We can help with group discounts. Call us at 1-800-634-6780 (option 1) or email us at salessupport@aicpa.org
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