SEC and PCAOB Update
Learn the process of going public and the function of SEC. Acknowledge highlights of the 2021 AICPA Conference on Current SEC and PCAOB Developments.
Format
Online
NASBA Field of Study
Accounting
Level
Intermediate
CPE Credits
7
Author(s)
BDO USA
Availability
1 year
Product Number
SPCO22SSO
Stay current on SEC and PCAOB updates
Review a broad range of topics addressed at the 2020 AICPA Conference on Current SEC and PCAOB Developments.
Gain an understanding of the SEC’s key reporting rules, filings, and the roles of various participants in the reporting process.
Recall the legislative and interpretive guidance for emerging growth companies and smaller reporting companies.
This course provides CPE credit in the Accounting (6.5) and Auditing (.5) fields of study.
Who Will Benefit
- Auditors in public practice with SEC registrants as clients
- Financial reporting managers of registrants
- Companies planning to go public
Key Topics
- Major trends and rulemaking activities discussed at the 2020 AICPA Conference on Current SEC and PCAOB Developments
- SEC fundamentals regarding securities statutes, filing requirements, and the relationship between the SEC and the accounting profession
Learning Outcomes
- Identify the SEC, the law it administers, key reporting rules, and the relationship between the SEC and the accounting profession.
- Recognize various topics discussed at the 2020 AICPA conference on current SEC and PCAOB developments.
- Identify the registration process, the legislative and interpretative guidance for emerging growth companies and smaller reporting companies, as well as the impact of the pandemic on public companies and auditors.
Group ordering for your team
2 to 5 registrants
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