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Experienced Staff/New In-Charge - Working Paper Review

CPE Self-study

Experienced Staff/New In-Charge - Working Paper Review

Learn to review others’ working papers.

$89 - $109

Do you have an AICPA membership? Log in to apply your member discount.

Format

Online

NASBA Field of Study

Auditing

Level

Intermediate

CPE Credits

1.5

Author(s)

Lynford Graham, Tom Noce

Availability

1 year

Product Number

ASE3E22SSO

View

Business & partner

Product Details

This CPE course can be purchased individually or as part of the Audit Staff Essentials - Experienced Staff/New In-Charge staff training bundle.

Prepare to review the working papers of the staff members on your engagement team, and ensure that audit procedures, as drafted in the audit program, are carried out as planned.

Ensure that the working papers satisfy all documentation requirements of professional standards, comply with the firm's quality control document, and follow best practices established for the preparation of working papers.

Review the requirements for working papers in audit engagements, including the authoritative literature on working papers;

Understand the review process, including the concept of review, the different types of working papers, the mechanics of review, the specific accounts to be reviewed, and the need to document the review process.

Strengthen your knowledge through an exercise in reviewing typical working papers to practice identifying problems and weaknesses.

Explore additional considerations when reviewing working papers where audit data analytics are the primary source of evidence.

Who Will Benefit

Experienced staff
New in-charge auditors
Firms that want consistent training and level setting

Key Topics

Working paper review
Form and content of working papers
General guidelines
Documenting the review

Learning Outcomes

Recall the purpose of a working paper review.
Identify the primary guidelines involved in a working paper review.
Identify the typical shortcomings of staff working papers.
Identify the special considerations in reviewing audit data analytics working papers and working papers when using an analytics specialist.

Credit Info

CPE Credits

Online

1.5

NASBA Field of Study

Auditing

Level

Intermediate

Prerequisites

1-2 years of audit experience

Access

Online

This is a digital product. With full paid access the content will be available to you for 1 year after purchase date.

For more information, please refer to CPE requirements and NASBA sponsorship information

Pricing

Do you have an AICPA membership? Log in to apply your member discount.

Nonmembers

Online

$109.00

AICPA Members

Online

$89.00

Group ordering for your team

2 to 5 registrants

Save time with our group order form. We’ll send a consolidated invoice to keep your learning expenses organized.

Start order

6+ registrants

We can help with group discounts. Call us at 1-800-634-6780 (option 1) or email us at salessupport@aicpa.org

Instructors

Lynford Graham

CPA, Ph.D., CFE

Lynford Graham, CPA, Ph.D., CFE is a CPA with more than 35 years of audit practice and policy development experience. He is a visiting professor of accountancy at Bentley University in Waltham MA. Dr. Graham is a member of the AICPA and a past member of the Auditing Standards Board. He chaired the task forces for AICPA Guides Assessing Audit Risk and Audit Sampling. He is also the chair of the Auditing Revenue Task Force for the AICPA Guide on Revenue Recognition. He was a partner and National Director of Audit Policy for BDO, LLP. Prior to that, Dr. Graham was an associate professor at Rutgers University. Before Rutgers, he was a national accounting and SEC consulting partner at Coopers & Lybrand, responsible for technical issues research, auditing research, and sampling. A Certified Fraud Examiner, in 2002, he received the Distinguished Service Award from the auditing section of the AAA. He is a co-author of several award-winning academic research papers. Dr. Graham holds an MBA and Ph.D. from the University of Pennsylvania, (Wharton School). He is the editor of Accountants' Handbook, 12th Edition (Wiley, 2012) and Internal Control: Audit and Compliance (Wiley, 2015).

Tom Noce

CPA, CFE

Tom Noce, CPA, CFE is a CPA licensed in California and New Jersey with over 37 years of experience in the field of public accounting, including eight years as a partner in a midsized firm. He is a graduate of Rutgers University. Tom began his independent practice in September 2003. His primary industry focus is in audit, accounting, and taxation services for construction and real estate clients. Tom is also a Certified Fraud Examiner and provides fraud prevention and detection, forensic accounting services, and litigation support to clients in a number of industries. As an experienced author, instructor, and lecturer, Tom writes and teaches continuing professional education for CPAs. He chaired the 1st and 2nd Annual Fraud Conferences and 1999 and 2000 Audit and Accounting Conferences, sponsored by the California CPA Education Foundation. Since 1999, he has authored and presented more than 15 courses for the California CPA Education Foundation, the AICPA, and other providers. Tom was honored with the California CPA Education Foundation’s Award for Instructor Excellence in 2004 & 2010. Tom lives and practices in Palm Springs, California. He is an accomplished woodworker and enjoys spending his spare time in his workshop.

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Experienced Staff/New In-Charge - Working Paper Review

Select from the following options:

Online

$109.00

Nonmember Price

$109.00

Price excluding sales tax

$109.00

Do you have an AICPA membership?
Log in to apply your member discount.

Shipping cost and sales tax will be added later during checkout

Experienced Staff/New In-Charge - Working Paper Review

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