Experienced In-Charge/Senior - Risk Assessment and Advanced Internal Control
Covering key considerations regarding risk assessment, including with respect to internal control, this CPE course will analyze information regarding deficiencies and common peer review and inspection findings to avoid them from recurring.
Format
Online
NASBA Field of Study
Auditing
Level
Intermediate
CPE Credits
2
Author(s)
Tom Noce, Lynford Graham
Availability
1 year
Product Number
161342
This CPE course can be purchased individually, or as a part of the Audit Staff Essentials - Experienced In-Charge/Senior training bundle.
Understand risk assessment.
Review the key concept of risk assessment, with a focus on internal controls. Understand identification and testing of automated and information technology general controls.
Internal control.
Consider deficiencies in internal control, including deficiencies in automated controls and information technology general controls.
Understand the concept of severity and steps taken for aggregating found deficiencies, as well as the impact of compensating and monitoring controls.
Consider common peer review and inspection findings with regard to internal control to prevent them from recurring.
- Experienced in-charge auditors
- Audit seniors
- Firms that want consistent training and level setting
- Risk assessment
- Internal control
- Identifying deficiencies in internal control
- ITGC and automated controls
- This course will prepare you to do the following:
- Identify the key considerations regarding risk assessment, including with respect to internal control.
- Identify the considerations when identifying and testing automated and information technology general controls.
- Analyze information regarding deficiencies, including levels of severity and special deficiencies.
- Identify common deficiencies and consideration for automated and information technology general controls.
- Analyze common peer review and inspection findings to avoid their recurrence.
Group ordering for your team
2 to 5 registrants
Save time with our group order form. We’ll send a consolidated invoice to keep your learning expenses organized.
Start order6+ registrants
We can help with group discounts. Call us at 1-800-634-6780 (option 1) or email us at salessupport@aicpa.org
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