
Experienced In-Charge/Senior - Risk Assessment and Advanced Internal Control
Covering key considerations regarding risk assessment, including with respect to internal control, this CPE course will analyze information regarding deficiencies and common peer review and inspection findings to avoid them from recurring.
Format
Online
NASBA Field of Study
Auditing
Level
Intermediate
CPE Credits
2
Author(s)
Lynford Graham, Tom Noce
Availability
1 year
Product Number
161342
This CPE course can be purchased individually, or as a part of the Audit Staff Essentials - Experienced In-Charge/Senior training bundle.
Understand risk assessment.
Review the key concept of risk assessment, with a focus on internal controls. Understand identification and testing of automated and information technology general controls.
Internal control.
Consider deficiencies in internal control, including deficiencies in automated controls and information technology general controls.
Understand the concept of severity and steps taken for aggregating found deficiencies, as well as the impact of compensating and monitoring controls.
Consider common peer review and inspection findings with regard to internal control to prevent them from recurring.
- Experienced in-charge auditors
- Audit seniors
- Firms that want consistent training and level setting
- Risk assessment
- Internal control
- Identifying deficiencies in internal control
- ITGC and automated controls
- Identify the key considerations regarding risk assessment, including with respect to internal control.
- Identify the considerations when identifying and testing automated and information technology general controls.
- Analyze information regarding deficiencies, including levels of severity and special deficiencies.
- Identify common deficiencies and consideration for automated and information technology general controls.
- Analyze common peer review and inspection findings to avoid their recurrence.
Group ordering for your team
2 to 5 registrants
Save time with our group order form. We’ll send a consolidated invoice to keep your learning expenses organized.
Start order6+ registrants
We can help with group discounts. Call us at 1-800-634-6780 (option 1) or email us at salessupport@aicpa.org
Contact usThe Association is dedicated to removing barriers to the accountancy profession and ensuring that all accountancy professionals and other members of the public with an interest in the profession or joining the profession, including those with disabilities, have access to the profession and the Association's website, educational materials, products, and services. The Association is committed to making professional learning accessible to all. This commitment is maintained in accordance with applicable law. For additional information, please refer to the Association's Website Accessibility Policy. For accommodation requests, please contact adaaccessibility@aicpa-cima.com and indicate the product that you are interested in (title, etc.) and the requested accommodation(s): Audio/Visual/Other. A member of our team will be in contact with you promptly to make sure we meet your needs appropriately.
Ratings and reviews
Log in to apply your member discount.