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Experienced In-Charge/Senior - Concluding the Audit - Reporting and Engagement Administration
CPE Self-study

Experienced In-Charge/Senior - Concluding the Audit - Reporting and Engagement Administration

Learn how to conclude an engagement, including procedural steps, correspondence with management and those charged with governance, and the auditor’s report.

$109 - $139
Do you have an AICPA membership? Log in to apply your member discount.

Format

Online

NASBA Field of Study

Auditing

Level

Intermediate

CPE Credits

2

Author(s)

Lynford Graham, Tom Noce

Availability

1 year

Product Number

ASE4H22SSO

 View  
 Business & partner 
Product Details

This CPE course can be purchased individually, or as a part of the Audit Staff Essentials - Experienced In-Charge/Senior training bundle.

Concluding the audit.

As you near the end of your audit or review and compilation engagement, learn the best way to gather the elements and conclude an audit.

Understand the numerous, but necessary, procedural steps as well as the requirements for documentation.

Consider the various types of correspondence with management and those charged with governance that are called for.

Different kinds of reports.

Learn to complete the report itself — for audits, as well as review and compilation engagements. Explore the reasons that an auditor's opinion should be modified and how to modify the opinion.

Up to the minute.

Familiarize yourself with current auditor reporting standards in accordance with SAS Nos. 134–140, as amended by SAS No. 141.

Who Will Benefit
  • Experienced in-charge auditors
  • Audit seniors
  • Firms that want consistent training and level setting
Key Topics
  • Risk assessment
  • Concluding the audit
  • Auditor's reports
Learning Outcomes
  • Identify the audit procedures and administrative requirements in concluding an engagement.
  • Identify the standard auditor’s report and recognize situations requiring modification.
Credit Info
CPE Credits
Online
2
NASBA Field of Study
Auditing
Level
Intermediate
Prerequisites
1-2 years of audit experience
Access
Online
This is a digital product. With full paid access the content will be available to you for 1 year after purchase date.
For more information, please refer to CPE requirements and NASBA sponsorship information
Pricing
Do you have an AICPA membership? Log in to apply your member discount.
Nonmembers
Online
$139.00
AICPA Members
Online
$109.00

Group ordering for your team

2 to 5 registrants

Save time with our group order form. We’ll send a consolidated invoice to keep your learning expenses organized.

Start order

6+ registrants

We can help with group discounts. Call us at 1-800-634-6780 (option 1) or email us at salessupport@aicpa.org

Contact us
Instructors
Lynford Graham
CPA, Ph.D., CFE
Lynford Graham, CPA, Ph.D., CFE is a CPA with more than 35 years of audit practice and policy development experience. He is a visiting professor of accountancy at Bentley University in Waltham MA. Dr. Graham is a member of the AICPA and a past member of the Auditing Standards Board. He chaired the task forces for AICPA Guides Assessing Audit Risk and Audit Sampling. He is also the chair of the Auditing Revenue Task Force for the AICPA Guide on Revenue Recognition. He was a partner and National Director of Audit Policy for BDO, LLP. Prior to that, Dr. Graham was an associate professor at Rutgers University. Before Rutgers, he was a national accounting and SEC consulting partner at Coopers & Lybrand, responsible for technical issues research, auditing research, and sampling. A Certified Fraud Examiner, in 2002, he received the Distinguished Service Award from the auditing section of the AAA. He is a co-author of several award-winning academic research papers. Dr. Graham holds an MBA and Ph.D. from the University of Pennsylvania, (Wharton School). He is the editor of Accountants' Handbook, 12th Edition (Wiley, 2012) and Internal Control: Audit and Compliance (Wiley, 2015).
Tom Noce
CPA, CFE
Tom Noce, CPA, CFE is a CPA licensed in California and New Jersey with over 37 years of experience in the field of public accounting, including eight years as a partner in a midsized firm. He is a graduate of Rutgers University. Tom began his independent practice in September 2003. His primary industry focus is in audit, accounting, and taxation services for construction and real estate clients. Tom is also a Certified Fraud Examiner and provides fraud prevention and detection, forensic accounting services, and litigation support to clients in a number of industries. As an experienced author, instructor, and lecturer, Tom writes and teaches continuing professional education for CPAs. He chaired the 1st and 2nd Annual Fraud Conferences and 1999 and 2000 Audit and Accounting Conferences, sponsored by the California CPA Education Foundation. Since 1999, he has authored and presented more than 15 courses for the California CPA Education Foundation, the AICPA, and other providers. Tom was honored with the California CPA Education Foundation’s Award for Instructor Excellence in 2004 & 2010. Tom lives and practices in Palm Springs, California. He is an accomplished woodworker and enjoys spending his spare time in his workshop.
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Experienced In-Charge/Senior - Concluding the Audit - Reporting and Engagement Administration
Select from the following options:
Online
$139.00
Nonmember Price
$139.00
Price excluding sales tax
$139.00
Do you have an AICPA membership? 
Log in to apply your member discount.
Shipping cost and sales tax will be added later during checkout

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