Delinquent Filer Voluntary Compliance Program
The Delinquent Filer Voluntary Compliance (DFVC) Program is designed to encourage plan administrators to file overdue annual reports by letting them pay reduced penalties
Published on March 24, 2011
EBPAQC Alert No. 228
...two months for filing 2009 Forms 5500/5500-SF (see in Alert #227, October 6, 2010). In addition, the AICPA asked that plans be granted relief from late filing penalties if a plan administrator acts diligently and in good faith
Published on March 28, 2011
EBPAQC Alert No. 16
Inspector General Recommends DOL Enhance Audit Quality Monitoring Procedures
Published on March 07, 2013
EBPAQC Alert No. 196
DOL Sends Formal Notice of Rejection Letters for Missing Audits in 2008 Form 5500 Filings
Published on March 23, 2011
Audit Quality and Auditor Selection
Compiled information, resources and tools to aid plan sponsors and administrators gain an understanding of the importance of audit quality and how to select a quality audit firm.
Published on March 29, 2013
EBPAQC Alert No. 243
Parties in Interest/Prohibited Transactions; Audit Guide and Risk Alert; Volunteer Committee Applications.
Published on May 05, 2011
DOL Regulatory Resources
The Department of Labor provides numerous resources for employee benefit plan auditors and Form 5500 and financial statement preparers, as well as individuals who select auditors.
Published on March 05, 2013
EBPAQC Alert No. 263
Service Provider Fee Disclosures; AICPA Ethics Affiliates Interpretation; May EBP Conference; EBP Workshops
Published on February 09, 2012
EBPAQC Alert No. 187
FASB Codification Tool; SAS 115 Tools; DOL EBSA Issues Fall 2009 Semi-Annual Agenda.
Published on August 26, 2011
EBPAQC Alert No. 43
Illustrative Management Letter Comments for Employee Benefit Plans
Published on March 18, 2011
Results per page