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    Ethics Decision Tree For CPAs in Government

    Framework The AICPA, in consultation with the Business and Industry Executive Committee (BIEC), created the ethics decision tree to help walk CPAs through a process of resolving ethical issues
    Published on February 07, 2010

    Audit Committee Financial Expert Decision Tree

    Framework Access a decision tree that illustrates how the audit committee might evaluate a candidate for consideration as their financial expert. Review the questions, answer them as truthfully as possible, and discover if you have the correct candidate.
    Published on February 07, 2010

    Schwartz, James K. Leawood, KS

    Disciplinary Actions In consideration of the AICPA foregoing a full investigation of his alleged misconduct, Mr. Schwartz entered into a settlement agreement under the Joint Ethics Enforcement Program effective September 10, 2014
    Published on April 03, 2015

    Holden, Stephen L. - Edwards, CO

    Disciplinary Actions ...an investigation of alleged violations of the codes of professional conduct of the AICPA and the Illinois CPA Society, Mr. Holden entered into a settlement agreement under the Joint Ethics Enforcement Program
    Published on April 03, 2014

    Mondo, Giuseppe Carlstadt, NJ

    Disciplinary Actions In consideration of the AICPA foregoing a full investigation of his alleged misconduct, Mr. Mondo entered into a settlement agreement under the Joint Ethics Enforcement Program effective October 31, 2012
    Published on January 03, 2013

    Thompson, James C. Saint Louis, MO

    Disciplinary Actions In consideration of the AICPA foregoing a full investigation of his alleged misconduct, Mr. Thompson entered into a settlement agreement under the Joint Ethics Enforcement Program effective July 3, 2014
    Published on October 03, 2014

    Yates, James L. - La Plata, MD

    Disciplinary Actions As a result of an investigation of alleged violations of the AICPA Code of Professional Conduct, Mr. Yates entered into a settlement agreement under the Joint Ethics Enforcement Program, effective March 20, 2012
    Published on April 12, 2012

    Tiffee, Harlan of Fayetteville, AR

    Disciplinary Actions ...violations of the Code of Professional Conduct of the AICPA, Mr. Tiffee, with the firm of Harlan Tiffee, CPA, P.A., entered into a settlement agreement under the Joint Ethics Enforcement Program, effective May 28, 2014
    Published on July 03, 2014

    Oberly, Frank - Oklahoma City, OK

    Disciplinary Actions ...Professional Conduct of the AICPA and Oklahoma Society of CPAs, Mr. Oberly, with the firm of Frank L. Oberly, CPA, Inc., entered into a settlement agreement under the Joint Ethics Enforcement Program, effective February 24, 2014
    Published on April 03, 2014

    Zakroff, Julie - Dresher, PA

    Disciplinary Actions ...Professional Conduct of the AICPA and the Pennsylvania Institute of CPAs, Ms. Zakroff, with the firm of Julie H. Zakroff, CPA, entered into a settlement agreement under the Joint Ethics Enforcement Program, effective September 11, 2014
    Published on October 03, 2014

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