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    Laib, Brian Oklahoma City, OK

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Laib’s AICPA membership was suspended for three years, effective December 17, 2012, in connection with the Securities and Exchange Commission’s (SEC) disciplinary action.
    Published on July 10, 2013

    Anderson, Jeffrey S. - Phoenix, AZ

    Disciplinary Actions ...provisions of the Institute’s bylaws, effective August 9, 2012, Mr. Anderson’s AICPA membership was suspended coincident with the duration of the suspension period by the Public Company Accounting Oversight Board (PCAOB
    Published on October 10, 2012

    Mody, Yatin D. - Westlake Village, CA

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Mody was terminated from membership in the AICPA, effective May 10, 2011.
    Published on July 06, 2011

    Pollard, Malcolm - Erie, PA

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Pollard’s AICPA membership was terminated, effective October 29, 2013, in connection with the disciplinary action taken by the Securities and Exchange Commission.
    Published on January 06, 2014

    Basso, Uma D. Coral Springs, FL

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Ms. Basso was admonished, effective August 20, 2013, as a result of the Public Company Accounting Oversight Board’s disciplinary action
    Published on October 03, 2013

    Studer, Michael Freeport, NY

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Studer was admonished, effective September 4, 2013, as a result of the Public Company Accounting Oversight Board’s disciplinary action
    Published on October 03, 2013

    Fardy, Thomas E. Andover, MA

    Disciplinary Actions As a result of a decision by a hearing panel of the Joint Trial Board, Mr. Fardy was admonished by the AICPA, effective September 4, 2013.
    Published on September 27, 2013

    Sofo, Joseph Great Neck, NY

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Sofo’s AICPA membership was suspended for one year, effective August 20, 2013, in connection with the Securities and Exchange Commission’s disciplinary action.
    Published on October 03, 2013

    2007 Disciplinary Actions

    Disciplinary Actions Disciplinary actions for 2007.
    Published on January 10, 2012

    Oberly, Frank - Oklahoma City, OK

    Disciplinary Actions As a result of an investigation of alleged violations of the Codes of Professional Conduct of the AICPA and Oklahoma Society of CPAs, Mr. Oberly, with the firm of Frank L. Oberly, CPA, Inc., entered into a settlement agreement under the Joint Ethics Enforcement Program, effective February 24, 2014.
    Published on April 03, 2014

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