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    Ethics Decision Tree For CPAs in Government

    Framework The AICPA, in consultation with the Business and Industry Executive Committee (BIEC), created the ethics decision tree to help walk CPAs through a process of resolving ethical issues
    Published on February 07, 2010

    Audit Committee Financial Expert Decision Tree

    Framework Access a decision tree that illustrates how the audit committee might evaluate a candidate for consideration as their financial expert. Review the questions, answer them as truthfully as possible, and discover if you have the correct candidate.
    Published on February 07, 2010

    Fischman, Myrna - New York, NY

    Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Ms. Fischman entered into a settlement agreement under the Joint Ethics Enforcement Program, effective December 16, 2012
    Published on April 03, 2013

    Ferguson, David - Fayetteville, AR

    Disciplinary Actions ...Conduct of the AICPA and the Arkansas Society of CPAs, Mr. Ferguson, with the firm of David M. Ferguson, CPA, PLLC, entered into a settlement agreement under the Joint Ethics Enforcement Program, effective October 20, 2014
    Published on April 03, 2015

    Golden, Larry R. - Hinesville, GA

    Disciplinary Actions ...Mr. Golden’s AICPA membership was terminated, effective August 11, 2011. Mr. Golden was found guilty of violating AICPA Bylaw 7.4.6 for failing to cooperate with the Ethics Charging Authority in its investigation of his alleged
    Published on October 04, 2011

    Thompson, James C. Saint Louis, MO

    Disciplinary Actions In consideration of the AICPA foregoing a full investigation of his alleged misconduct, Mr. Thompson entered into a settlement agreement under the Joint Ethics Enforcement Program effective July 3, 2014
    Published on October 03, 2014

    Holden, Stephen L. - Edwards, CO

    Disciplinary Actions ...an investigation of alleged violations of the codes of professional conduct of the AICPA and the Illinois CPA Society, Mr. Holden entered into a settlement agreement under the Joint Ethics Enforcement Program
    Published on April 03, 2014

    Rozanski, Catherine M. - Rochester Hills, MI

    Disciplinary Actions ...investigation of alleged violations of the Codes of Professional Conduct of the Michigan Association of CPAs and the AICPA, Ms. Rozanski entered into a settlement agreement under the Joint Ethics Enforcement Program, effective October 2, 2014
    Published on January 05, 2015

    Disciplinary Actions

    Overview ...Protect the Public Interest: Members who notice, suspect or are aware of significant deficiencies in the work of another member should seriously consider referring the matter to the Professional Ethics Division
    Published on February 13, 2015

    Yates, James L. - La Plata, MD

    Disciplinary Actions As a result of an investigation of alleged violations of the AICPA Code of Professional Conduct, Mr. Yates entered into a settlement agreement under the Joint Ethics Enforcement Program, effective March 20, 2012
    Published on April 12, 2012

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