Search Results

    Page  1
    Showing results 1 - 7 of 7
    Order by:

    AICPA Monitoring PCAOB Forums for Auditors of Smaller Broker-Dealers

    Newsletter The CPA Advocate: August, 2012. The AICPA continues to advocate for a final PCAOB rule requiring inspections of auditors of clearing, carrying and custodial broker-dealers because these broker-dealers directly handle investor funds
    Published on September 20, 2012

    PCAOB Adopts Rule Creating Interim Program for Auditors of Broker-Dealers

    Newsletter The PCAOB recently adopted a rule to create a temporary inspection program for auditors of broker-dealers, largely ignoring calls of lawmakers and the AICPA to require inspection only of auditors of broker-dealers who handle investor funds directly
    Published on June 30, 2011

    Registration and Inspection of the Auditors of Broker-Dealers

    Article The Dodd-Frank Act provides authority to the Public Company Oversight Board to expand, by rule, its oversight and inspections to all auditors of broker-dealers or to a targeted subset of its choosing. The AICPA continues to advocate for a clear policy rationale to any changes in PCAOB regulation
    Published on May 14, 2012

    AICPA Comment Letter to PCAOB regarding Temporary Rule on Interim Program to Inspect Auditors of Broker Dealers, Februar...

    Comment Letter AICPA Comment Letter to PCAOB regarding Temporary Rule on Interim Program to Inspect Auditors of Broker Dealers, February 15, 2011
    Published on March 10, 2011

    The CPA Advocate - Archived articles 2012

    Overview Find 2012 archived articles from the AICPA's advocacy newsletter, The CPA Advocate.
    Published on March 19, 2014

    Federal Legislative and Regulatory Issues

    Federal Law This page highlights the advocacy issues in which the Congressional & Political Affairs Team is advocating on behalf of the profession, and also those issues that the team has recently followed.
    Published on October 28, 2014

    Financial Regulatory Reform

    Article Responding to the 2007-2009 financial crisis, Congress debated comprehensive financial regulatory legislation that would address systemic risks, provide U.S. regulators with new resolution authorities and create a new consumer financial protection bureau. Listed in this article are specific provisions in the pending legislation, and potential amendments that concern the accounting
    Published on February 04, 2013

    Page  1
    Showing results 1 – 7 of 7
    Show Results per page
    Copyright © 2006-2015 American Institute of CPAs.