Team and Review Captain Checklists

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Current Peer Review Team and Review Captain Checklists 

Please note, for reviews that commenced before January 1, 2017, archives of the checklists and forms are at the bottom of this page. Early adoption of these checklists and forms is not allowed, except for sections 4500, 4550, 4600, 4650 and 4700.



REMINDER: Peer Review Guidance and Practice Aid Changes Effective January 2017

During 2016, the AICPA Peer Review Board (PRB) approved significant changes to the Peer Review Standards, Interpretations, other related guidance and practice aids, which are effective for reviews commencing on or after January 1, 2017. These changes impact all phases of a peer review – planning, execution and reporting.

The October 2016 Reviewer Alert includes a detailed discussion of these changes that peer reviewers are encouraged to read. Additionally, a new webpage has been created that describes how the changes impact both review teams and firms and where more information can be obtained.

More information can be found in the May PRB Meeting Materials where these changes were discussed and approved. These materials also include an example timeline (page 173 of the PDF) of when certain procedures should be performed in a peer review that commences after January 1, 2017.

For updates, continue to monitor Reviewer Alerts.

 

Quality Control Considerations for System Reviews

Peer reviewers should consult the new Q&A: Quality Control Considerations for System Reviews tool to assist with their understanding of the Statement on Quality Control Standards (SQCS) No. 8 and how those quality control (QC) standards should be considered during a system peer review in which the new Guidelines for Review and Testing of Quality Control Policies and Procedures checklists (PRP Sections 4500, 4550, 4600 and 4650) are used.

   

Peer Review Team and Review Captain Checklists

Team Captain
Checklist Webpage

 

Download Checklists, Questionnaires, Profiles and other Related Material to Perform System Reviews.

Review Captain
Checklist Webpage

 

Download Checklists, Profiles and other Related Material to Perform Engagement Reviews 

Practice Management
Toolkit

 

Download additional tools to perform reviews from the Practice Management Toolkits. 

Zip File

 

Download all zip files for the Team and Review Captain Checklists, Engagement Profiles and Practice Management Toolkits. 

     
Archives

Download the 2016 Zip file, including the 2016 Team and Review Captain Checklists, Engagement Profiles and Practice Management Toolkits. 

Download the 2015 Zip file, including Team and Review Captain Checklists, Engagement Profiles and Practice Management Toolkits. 

Download the 2014 Zip file, including the Team and Review Captain Checklists, Engagement Profiles and Practice Management Toolkits.

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