Disciplinary Actions

Disciplinary Actions 

Where feasible, disciplinary articles are periodically removed from this site in accordance with the following guidelines:

  • Terminations generally remain on the Web site for a maximum of seven years. If the member has his/her membership reinstated, their article will remain for a minimum of five years or the date of reinstatement, whichever is longer.
     
  • Suspensions will generally be removed from the Web site one year after the member’s suspension period has ended. Suspensions coincident with the state boards of accountancy will generally be removed when the member has sent notification that their suspension has been lifted by the state board. However, all suspensions will remain on the Web site for a minimum of one year.
     
  • Admonishments will generally be removed from the Web site one year after the effective date of admonishment. 

Help Protect the Public Interest

Members who notice, suspect or are aware of significant deficiencies in the work of another member should seriously consider referring the matter to the Professional Ethics Division. Prior to referral, consider your responsibilities under Rule 301 of the Code of Professional Conduct if the member is affiliated with a client (e.g., CFO of an audit client). If you are unsure of the applicability of Rule 301, call the Ethics Hotline at 888.777.7077.

Disciplinary actions are updated quarterly.


*Articles have been removed according to the retention schedule.

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Alam, Md Hyder of Jamaica, NY

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Alam’s AICPA membership was terminated, effective May 9, 2017 in connection with the disciplinary action taken by the University of the State of New York, Office of the Professions, Division of Professional Licensing Services.
Published on July 10, 2017

Barton, Douglas of Brownstown, PA

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Barton’s AICPA membership was suspended for one year, effective September 27, 2016.
Published on July 10, 2017

Aronson, David of North Miami Beach, FL

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Aronson’s AICPA membership was terminated, effective May 25, 2017.
Published on July 10, 2017

Anderson, Russell of Salt Lake City, UT

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Anderson’s AICPA membership was suspended for two years, effective January 26, 2017.
Published on July 10, 2017

Brown, Amy of Banner Elk, NC

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Ms. Brown’s AICPA membership was suspended for two years, effective June 22, 2015.
Published on July 10, 2017

Denney, William of Murray, UT

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Denney’s AICPA membership was suspended for one year, effective January 26, 2017.
Published on July 10, 2017

Edwards, Dennis J. of Holton, KS

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Edwards’ AICPA membership was terminated, effective April 28, 2017 in connection with the disciplinary action taken by the Kansas State Board of Accountancy.
Published on July 10, 2017

Ford, Jr., Paul of Medway, MA

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Ford’s AICPA membership was terminated, effective April 28, 2017.
Published on July 10, 2017

Dougherty, Ryan of Denver, PA

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Dougherty’s AICPA membership was suspended for two years, effective April 4, 2017.
Published on July 10, 2017

Gildea, Scott of New York, NY

Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Gildea, with the firm of Gildea & Ivanis LLP, entered into a settlement agreement under the Joint Ethics Enforcement Program effective May 3, 2017.
Published on July 10, 2017

Harris, Robert ONeal of Columbus, GA

Disciplinary Actions As a result of an investigation of alleged violations of the codes of professional conduct of the AICPA and the Georgia Society of CPAs (GSCPA), Mr. Harris, with the firm of Columbus Financial Consultants, P.C., entered into a settlement agreement under the Joint Ethics Enforcement Program effective May 23, 2017.
Published on July 10, 2017

Gridiron, Donald of Walnut, CA

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Gridiron’s AICPA membership was terminated, effective May 9, 2017.
Published on July 10, 2017

Hamilton, Edward of Denver, CO

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Hamilton’s AICPA membership was suspended for one year, effective February 23, 2017.
Published on July 10, 2017

Lawrence, III, Charles of Fairfield, CT

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Lawrence’s AICPA membership was terminated, effective May 25, 2017.
Published on July 10, 2017

Kouser, Jr., William of Philadelphia, PA

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Kouser’s AICPA membership was suspended for three years, effective April 4, 2017.
Published on July 10, 2017

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