Disciplinary Actions

Disciplinary Actions 

Where feasible, disciplinary articles are periodically removed from this site in accordance with the following guidelines:

  • Terminations generally remain on the Web site for a maximum of seven years. If the member has his/her membership reinstated, their article will remain for a minimum of five years or the date of reinstatement, whichever is longer.
     
  • Suspensions will generally be removed from the Web site one year after the member’s suspension period has ended. Suspensions coincident with the state boards of accountancy will generally be removed when the member has sent notification that their suspension has been lifted by the state board. However, all suspensions will remain on the Web site for a minimum of one year.
     
  • Admonishments will generally be removed from the Web site one year after the effective date of admonishment. 

Help Protect the Public Interest

Members who notice, suspect or are aware of significant deficiencies in the work of another member should seriously consider referring the matter to the Professional Ethics Division. Prior to referral, consider your responsibilities under Rule 301 of the Code of Professional Conduct if the member is affiliated with a client (e.g., CFO of an audit client). If you are unsure of the applicability of Rule 301, call the Ethics Hotline at 888.777.7077.

Disciplinary actions are updated quarterly.


*Articles have been removed according to the retention schedule.

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Ackman, Blair of Livonia, MI

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Ackman’s AICPA membership was suspended for three years, effective July 11, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on December 06, 2016

Brehl, Robert of Prospect, KY

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Brehl’s AICPA membership was suspended for one year, effective September 19, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on December 06, 2016

Boyd, Paul of Knoxville, TN

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Boyd’s AICPA membership was terminated, effective October 21, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on December 06, 2016

Burns, Mark Dulaney of Gainesville, GA

Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Burns, with the firm of Burns & Herring, LLC, entered into a settlement agreement under the Joint Ethics Enforcement Program effective October 12, 2016.
Published on December 06, 2016

Calabro, Carmelo of Wood Ridge, NJ

Disciplinary Actions As a result of an investigation of alleged violations of the codes of professional conduct of the AICPA and the New Jersey Society of CPAs, Mr. Calabro, with the firm of Chirico & Calabro, LLC, entered into a settlement agreement under the Joint Ethics Enforcement Program effective September 14, 2016.
Published on December 06, 2016

Jeffers, Kevin of New Albany, OH

Disciplinary Actions As a result of an investigation of alleged violations of the codes of professional conduct of the AICPA and the Ohio Society of CPAs, Mr. Jeffers, with the firm of M.K. Jeffers & Company, entered into a settlement agreement under the Joint Ethics Enforcement Program effective November 8, 2016.
Published on December 06, 2016

Dulek, Thomas of Simi Valley, CA

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Dulek’s AICPA membership was suspended for three years, effective August 29, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on December 06, 2016

Hartford, Pamela of Chicago, IL

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Ms. Hartford’s AICPA membership was suspended for three years, effective September 19, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on December 06, 2016

Harvey, Laurie of Oaks, PA

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Ms. Harvey was admonished, effective October 21, 2016, in connection with the disciplinary action taken by the Public Company Accounting Oversight Board (PCAOB).
Published on December 06, 2016

McCorry, James M. of Marshfield, MA

Disciplinary Actions As a result of an investigation of alleged violations of the codes of professional conduct of the AICPA and the Massachusetts Society of CPAs, Mr. McCorry, with the firm of James M. McCorry, CPA, entered into a settlement agreement under the Joint Ethics Enforcement Program effective October 12, 2016.
Published on December 06, 2016

King, William Thomas of Mobile, AL

Disciplinary Actions As a result of an investigation of alleged violations of the codes of professional conduct of the AICPA and the Alabama Society of CPAs, Mr. King, with the firm of W. Thomas King, CPA, entered into a settlement agreement under the Joint Ethics Enforcement Program effective October 12, 2016.
Published on December 06, 2016

LaPier, Nicholas of West Springfield, MA

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. LaPier was admonished, effective October 21, 2016, in connection with the disciplinary action taken by the Board of Registration of Public Accountancy, Commonwealth of Massachusetts.
Published on December 06, 2016

Kamienski, Michael of Elmhurst, IL

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Kamienski’s AICPA membership was suspended for three years, effective September 19, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on December 06, 2016

Kawana, Victor G. of Cerritos, CA

Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Kawana, with the firm of Kruse Mennillo LLP, entered into a settlement agreement under the Joint Ethics Enforcement Program effective November 8, 2016.
Published on December 06, 2016

McMahon, Jay M. of Green Bay, WI

Disciplinary Actions As a result of an investigation of alleged violations of the codes of professional conduct of the AICPA and the Wisconsin Institute of CPAs, Mr. McMahon, with the firm of Schenck SC, entered into a settlement agreement under the Joint Ethics Enforcement Program effective November 8, 2016.
Published on December 06, 2016

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