The Dodd-Frank Wall Street Reform and Consumer Protection Act: Financial Regulatory Reform Legislation 

    Originally aired 8/12/2010 

    Seminar recordings | Presentation materials

    In this web seminar you will learn about the following:
    • High level overview of the bill and what led to regulatory reform
    • Consumer Financial Protection Bureau
    • Regulation of financial planning as a profession
    • AUM threshold change
    • Fiduciary standard for broker/dealers when providing investment advice
    • Possibility of self-regulatory organization for investment advisers
    • Family office impact
    • Brief overview of other issues including accredited investor, private advisor definition, hedge funds/venture capital, etc.
    • Q&A

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