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QCM & CPE Program Peer Review Results

One of the reasons that providers elect to have an independent review of their system of quality control for the development and maintenance of the QCM and/or CPE programs they have developed, and of the materials themselves, is to provide more cost-effective peer reviews for firms that have acquired or use such materials. In addition, the Standards for Performing and Reporting on Peer Reviews and related Interpretations call attention to the peer reviewer’s need to evaluate the firm’s use of QCM and CPE programs as a part of its system of quality control, and to consider the impact of that evaluation on the risk assessment.

Provider peer review reports and related documents are important tools in this evaluation process. In the interest of making such documents easily accessible to firms that use such materials, their peer reviewers, and other interested parties, the NPRC has made this information available via this webpage.

Provider involvement in this process is voluntary. Only the most recently accepted documents will be available via this webpage. Note that some providers will have multiple peer review reports posted as different materials/guides are covered by different reports. The number of documents posted will vary based upon the results of the peer review.

If you need to obtain the peer review results for a provider that did not opt-in to have their results posted, please contact the provider directly.

QCM Peer Review Results

CCH, a Wolters Kluwer business, 06/30/11 Multiple Guides Report

Practitioner's Publishing Company (PPC), 12/31/10 Multiple Guides Report

CCH, a Wolters Kluwer business, 07/31/08 Governmental GAAP Guide Report

CCH, a Wolters Kluwer business, 07/31/08 GAAP Guide Levels B, C, D Report

CCH, a Wolters Kluwer business, 07/31/08 Not-for-Profit Report

CCH, a Wolters Kluwer business, 10/31/09 Multiple Guides Report

CPE Peer Review Results

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National Peer Review Committee (formerly CPCAF PRP)

Overview : On this page, you'll find information on and about the National Peer Review Committee (NPRC) fomerly known as the Center for Public Company Audit Firms Peer Review Program (CPCAF PRP).
Published on February 28, 2012

Posting-of-QCM-CPE-Peer-Review-Results.pdf

Article : QCM CPE Peer Review Results
Published on February 17, 2012

2011-2012 National Peer Review Committee Roster

Objectives or Roster : You can download a PDF file of the 2011-2012 National Peer Review Committee Roster.
Published on February 17, 2012

Overview : Find out how to contact NPRC staff.
Published on February 14, 2012

NPRC Resources

Overview : Review and download National Peer Review Committee Resources.
Published on February 06, 2012

Audits of Broker-Dealers

News : Download an article that clarifies when firms that audit broker-dealers should have reviews administered by the National Peer Review Committee (National PRC).
Published on February 06, 2012

2010 Annual Report on Oversight by the National Peer Review Committee

Report : You can download a pdf file of the 2010 Annual Report on Oversight issued by the National Peer Review Committee on September 14, 2011. The report covers the oversight years of 2009 and 2010.
Published on November 02, 2011

CCH Multiple Guides Report as of June 30, 2011

Report : Download a pdf file containing nine Quality Control Materials reports for Commerce Clearing House (CCH) as of June 30, 2011.
Published on October 26, 2011

QCM & CPE Program Peer Reviews

Overview : Learn about the Quality Control Material (QCM) and Continuing Professional Education (CPE) peer review process.
Published on August 02, 2011

PPC 12 31 10 Multiple Guides Report

Comment Letter : This report includes a list of the materials reviewed for system quality for Thomson Reuters. It explains how the Review was conducted. It explains the Company's and the Reviewer responsibilities. It reports that Thomson Reuters has received a Peer Review rating of PASS.
Published on August 02, 2011

National Peer Review Committee Response to 2010 Administrative Oversight Visit

Report : Download a pdf file of the National Peer Review Committee's response to the 2010 Administrative Oversight visit.
Published on May 16, 2011

2010 National Peer Review Committee Administrative Oversight Results

Report : Download a letter sent in regard to the 2010 National Peer Review Committee Administrative Oversight Results.
Published on May 16, 2011

2009 NPRC Annual Report on Oversight

Report : Download the 2009 Annual Report on Oversight of the National Peer Review Committee (NPRC).
Published on February 18, 2011

NPRC History

Overview : See the history of the National PRC.
Published on January 28, 2011

Quality Control Materials Review Report for Thomson Reuters

Assessment : This report includes a list of the materials reviewed for system quality for Thomson Reuters. It explains how the Review was conducted. It explains the Company's and the Reviewer responsibilities. It reports that Thomson Reuters has received a Peer Review rating of PASS.
Published on January 26, 2011

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This book is an essential guide...and provides very practical advice about what to do (and what not to do) in making an investment in internal controls. The author's expansive experience as an audit firm partner and standard-setter are evident in the details provided.