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Peer Review For CPA Firms

The AICPA Bylaws state that if you are an AICPA member active in the practice of public accounting, you must be associated with a firm that participates in an AICPA-approved practice-monitoring program if the firm performs services within the scope of the peer review standards and issues reports in accordance with AICPA professional standards.

Does your firm perform audits of broker dealers? Download guidance for the review of those engagements effective for peer reviews commencing on or after April 1, 2011.

The PRISM Member Self-Service Instructions provide a guide to using Member Self-Service, which includes updating your firm on firm interest forms and contact information.

For Firms Not Yet Enrolled

Enroll in the AICPA Peer Review Program

Upcoming Peer Review: Is Your Firm Ready? (course acronym SNPR) *This is a temporary course offering list and is subject to change. Please refer to this list for the SNPR course offerings until the Peer Review Training courses are posted to AICPALearning.org.

Tips for Selecting a Peer Reviewer

QCM Review Results

Peer Review Frequently Asked Questions

Contact the Peer Review Team

Contact your Administering Entity to receive a copy of the Information Required for Scheduling Reviews (Background) form

For Enrolled Firms

Change Form - Submit if your firm has changes, such as firm structure or enrollment.

PRISM (Login Required)
· Firm on Firm Interest Forms
· Respond to Electronic MFC Forms

Upcoming Peer Review: Is Your Firm Ready? (course acronym SNPR) *This is a temporary course offering list and is subject to change. Please refer to this list for the SNPR course offerings until the Peer Review Training courses are posted to AICPALearning.org.

QCM Review Results

Peer Review Frequently Asked Questions

Contact the Peer Review Team

Contact your Administering Entity to receive a copy of the Information Required for Scheduling Reviews (Background) form

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Peer Reviews System Review vs. Engagement Review

Overview: This page summarizes the differences between system and engagement reviews.
Published on February 26, 2013

Enhanced Peer Review of Auditors of Broker-Dealers

Guidance: The PCAOB recently announced a proposal for an interim broker-dealer inspection program. Under the proposal, the PCAOB will inspect, over the next two years, all types of broker-dealers (BDs) to determine what auditing standards are needed and what the scope should be for the permanent inspection program.
Published on March 18, 2011

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