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Meeting Your Fiduciary Responsibilities
Link:
The Employee Benefits Security Administration (EBSA) has prepared a guide to the basic fiduciary responsibilities applicable to retirement plans under the law.
Published on April 17, 2013
Reporting and Disclosure Guide for Employee Benefit Plans
Overview:
The Employee Benefits Security Administration (EBSA) has issued a Reporting and Disclosure Guide for Employee Benefit Plans.
Published on March 01, 2013
Small Pension Plan Security
Overview:
On October 19, 2000, the Department of Labor published a final rule to improve the security of the more than $300 billion in assets held in private-sector pension plans maintained by small businesses.
Published on September 25, 2012
Delinquent Filer Voluntary Compliance Program
Executive Summary:
The Delinquent Filer Voluntary Compliance (DFVC) Program is designed to encourage plan administrators to file overdue annual reports by letting them pay reduced penalties.
Published on March 24, 2011
DOLs Frequently Asked Questions on their Audit Quality Enforcement Program
FAQ:
FAQs that address all aspects of the DOL's quality enforcement initiative.
Published on March 24, 2011
DOLs Audit Quality Enforcement Programs
Guidance:
The DOL's Employee Benefits Security Administration Office of the Chief Accountant (OCA) administers an ongoing enforcement program, which began in 2005, to monitor the quality of ERISA audits.
Published on March 24, 2011
Selecting an Auditor for Your Employee Benefit Plan
Link:
The Department of Labor has developed a guide for plan administrators in selecting an auditor and reviewing the audit work and report.
Published on March 24, 2011
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