A & A Resource Centers

403(b) Sample Auditor Request List for Plan Information 

The AICPA Employee Benefit Plan Audit Quality Center has developed this tool to provide examples of the types of documents, schedules, and information that plan management may be asked to provide or make available to the plan's independent auditor.

Download the word document


Download the pdf version

Open Hide documents in this section

Page  1 2 3 4 5
Showing results 1 - 15 of 67
Order by:


Limited Scope Audits Resource Center

Overview Information to assist auditors in performing limited scope audits
Published on July 14, 2016

Limited Scope Certification Review Documentation Tool (PDF)

Tools The tool is intended to assist members in documenting their evaluation of whether a certification provided by a qualified institution
Published on July 12, 2016

Limited Scope Cerfication Review Documentation Tool

Tools The tool is intended to assist members in documenting their evaluation of whether a certification provided by a qualified institution.
Published on July 12, 2016

Common Deficiencies in Limited Scope Certifications

Tools This tool to is intended to help plan administrators understand their responsibilities for determining the acceptability of a limited scope certification
Published on July 12, 2016

Common Deficiencies in EBP Limited Scope Certifications

Tools This tool to is intended to help plan administrators understand their responsibilities for determining the acceptability of a limited scope certification.
Published on July 12, 2016

Stable Value Investments

Overview Tools and resources to assist members in understanding and auditing stable value investments
Published on April 13, 2016

Pension Protection Act of 2006 Resource Center

Overview On August 17, 2006, President Bush signed into law the Pension Protection Act of 2006 (the Act), which is the most comprehensive pension reform legislation since ERISA was enacted in 1974.
Published on April 13, 2016

FASB ASC 820, Fair Value Measurement

Overview Tools and resources to assist members in understanding fair value measurements and disclosure requirements.
Published on March 08, 2016

Applying FASB ASC 820 Requirements

Tools
Published on March 08, 2016

Accounting and Auditing Resource Centers

Overview The AICPA's Employee Benefit Plan Audit Quality Center has compiled comprehensive tools and resources in various Resource Centers.
Published on February 10, 2016

Initial Audits of Employee Benefit Plans

Guide Find references to auditing guidance related to initial audits of employee benefit plans
Published on February 10, 2016

Health and Welfare Plans Resource Center

Overview Health and welfare benefit plans may be either defined-benefit or defined contribution plans.  Because audit issues related to these plans are unique and often very complex, the Center has developed this resource Center to centralize resources useful to auditors of these plans. Archived webinar, Health and Welfare Plans, Part 1 –
Published on January 15, 2016

Documentation of Use of a Type 2 Service Auditors Report in an Audit of an Employee Benefit Plans Financial Statements

Tools Documentation of Use of an Actuarial Report in an Audit of a Defined Benefit Pension Plan’s Financial Statements
Published on December 22, 2015

Auditor Communications Resource Center

Overview Tools and resources to assist members in their preparing required auditor communications in connection with their EBP financial statement audits.
Published on October 12, 2015

Defined Benefit Pension Plans Resource Center

Overview Defined benefit pension plans provide a promise to pay to participants specified benefits that are determinable and are based on such factors as age, years of service, and compensation.
Published on October 12, 2015

Page  1 2 3 4 5
Showing results 1 – 15 of 67
Show Results per page
Copyright © 2006-2016 American Institute of CPAs.