SEC Interpretive Guidance
Access SEC staff written and oral statements on various accounting and legal matters. These staff interpretations provide guidance to those who must comply with the federal securities laws.
Published on July 23, 2014
SEC Rules and Regulations
SEC rulemaking activity includes concept releases, proposed rules, final rules and interpretive releases. The CAQ has provided the following links to assist member firms in accessing the securities laws, SEC rules, releases and regulations.
Published on September 20, 2012
SEC Regulations Committee
Learn more about the SEC Regulations Committee and International Practices Task Force and gain access to corresponding meeting highlights and discussion documents.
Published on June 30, 2010
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