Disciplinary Actions

Disciplinary Actions 

Where feasible, disciplinary articles are periodically removed from this site in accordance with the following guidelines:

  • Terminations generally remain on the Web site for a maximum of seven years. If the member has his/her membership reinstated, their article will remain for a minimum of five years or the date of reinstatement, whichever is longer.
     
  • Suspensions will generally be removed from the Web site one year after the member’s suspension period has ended. Suspensions coincident with the state boards of accountancy will generally be removed when the member has sent notification that their suspension has been lifted by the state board. However, all suspensions will remain on the Web site for a minimum of one year.
     
  • Admonishments will generally be removed from the Web site one year after the effective date of admonishment. 

Help Protect the Public Interest

Members who notice, suspect or are aware of significant deficiencies in the work of another member should seriously consider referring the matter to the Professional Ethics Division. Prior to referral, consider your responsibilities under Rule 301 of the Code of Professional Conduct if the member is affiliated with a client (e.g., CFO of an audit client). If you are unsure of the applicability of Rule 301, call the Ethics Hotline at 888.777.7077.

Disciplinary actions are updated quarterly.


*Articles have been removed according to the retention schedule.

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2010 Disciplinary Actions

Disciplinary Actions Disciplinary actions for 2010.
Published on April 17, 2017

Kaul, Rajeev of New York, NY

Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Kaul, with the firm of Rajeev Kaul, CPA, entered into a settlement agreement under the Joint Ethics Enforcement Program effective March 2, 2017.
Published on April 06, 2017

Myers, Paula L. of Biloxi, MS

Disciplinary Actions As a result of an investigation of alleged violations of the codes of professional conduct of the AICPA and the Mississippi Society of CPAs, Ms. Myers, with the firm of Culumber Harvey & Associates, P.A., entered into a settlement agreement under the Joint Ethics Enforcement Program effective February 23, 2017.
Published on April 06, 2017

Wagoner, Edward E. of Hummelstown, PA

Disciplinary Actions As a result of an investigation of alleged violations of the codes of professional conduct of the AICPA and the Pennsylvania Institute of CPAs, Mr. Wagoner, formerly with the firm of SF & Company, PC, entered into a settlement agreement under the Joint Ethics Enforcement Program effective March 8, 2017.
Published on April 06, 2017

Tarantino, Peter J. of Roswell, GA

Disciplinary Actions As a result of an investigation of alleged violations of the codes of professional conduct of the AICPA and the Georgia Society of CPAs, Mr. Tarantino, with the firm of Tarantino & Co., entered into a settlement agreement under the Joint Ethics Enforcement Program effective December 2, 2016.
Published on April 06, 2017

Purwin, Gary of Bronxville, NY

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Purwin’s AICPA membership was suspended for one year, effective November 21, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on April 06, 2017

Pinto, Steven of Bogota, NJ

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Pinto’s AICPA membership was terminated, effective February 2, 2017, in connection with the disciplinary action taken by the Internal Revenue Service (IRS).
Published on April 06, 2017

Munson, Cynthia of Star, ID

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Ms. Munson’s AICPA membership was suspended concurrent with the duration of the active expired status, pending disclosure period imposed by the state board.
Published on April 06, 2017

Lee, David of Seattle, WA

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Lee’s AICPA membership was suspended for two years, effective December 20, 2016, in connection with the disciplinary action taken by the Public Company Accounting Oversight Board (PCAOB).
Published on April 06, 2017

Jones, Stanford of Salt Lake City, UT

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Jones’ AICPA membership was suspended for three years, effective January 24, 2017, in connection with the disciplinary action taken by the Public Company Accounting Oversight Board (PCAOB).
Published on April 06, 2017

Jensen, Robert of Salt Lake City, UT

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Jensen’s   AICPA membership was suspended for one year, effective January 24, 2017, in connection with the disciplinary action taken by the Public Company Accounting Oversight Board (PCAOB).
Published on April 06, 2017

Jamieson, Jeffrey of Dallas, TX

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Jamieson’s AICPA membership was suspended for one year, effective November 21, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on April 06, 2017

Revai, Tamas of New York, NY

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Revai’s AICPA membership was suspended for three years, effective December 13, 2016, in connection with the disciplinary action taken by the Public Company Accounting Oversight Board (PCAOB).
Published on April 06, 2017

Scrudato, John of Califon, NJ

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Scrudato’s AICPA membership was suspended for two years, effective December 20, 2016, in connection with the disciplinary action taken by the Public Company Accounting Oversight Board (PCAOB).
Published on April 06, 2017

Steuer, Arlene of Westlake, OH

Disciplinary Actions As a result of a decision of a hearing panel of the Joint Trial Board, Ms. Steuer’s AICPA membership was terminated effective March 12, 2017.
Published on April 06, 2017

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