Disciplinary Actions

Disciplinary Actions 

Where feasible, disciplinary articles are periodically removed from this site in accordance with the following guidelines:

  • Terminations generally remain on the Web site for a maximum of seven years. If the member has his/her membership reinstated, their article will remain for a minimum of five years or the date of reinstatement, whichever is longer.
     
  • Suspensions will generally be removed from the Web site one year after the member’s suspension period has ended. Suspensions coincident with the state boards of accountancy will generally be removed when the member has sent notification that their suspension has been lifted by the state board. However, all suspensions will remain on the Web site for a minimum of one year.
     
  • Admonishments will generally be removed from the Web site one year after the effective date of admonishment. 

Help Protect the Public Interest

Members who notice, suspect or are aware of significant deficiencies in the work of another member should seriously consider referring the matter to the Professional Ethics Division. Prior to referral, consider your responsibilities under Rule 301 of the Code of Professional Conduct if the member is affiliated with a client (e.g., CFO of an audit client). If you are unsure of the applicability of Rule 301, call the Ethics Hotline at 888.777.7077.

Disciplinary actions are updated quarterly.


*Articles have been removed according to the retention schedule.

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Harre, Lisa of Shawnee, KS

Disciplinary Actions In consideration of the AICPA foregoing a full investigation of her alleged misconduct, Lisa Harre entered into a settlement agreement under the Joint Ethics Enforcement Program effective December 13, 2016.
Published on January 06, 2017

Johnson, David A. of Latham, NY

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Johnson was admonished, effective November 29, 2016, in connection with the disciplinary action taken by the New York State Education Department Office of Professional Discipline, State Board for Public Accountancy.
Published on January 06, 2017

Winston, Mervin of Plymouth, MN

Disciplinary Actions As a result of an investigation of alleged violations of the codes of professional conduct of the AICPA and the Minnesota Society of CPAs, Mr. Winston, with the firm of Numbers Talk, Ltd., entered into a settlement agreement under the Joint Ethics Enforcement Program, effective November 8, 2016.
Published on January 06, 2017

Siegenthaler, Kurt of Woodstock, GA

Disciplinary Actions As a result of a decision of a hearing panel of the Joint Trial Board, Mr. Siegenthaler’s AICPA membership was terminated effective November 29, 2016.
Published on January 06, 2017

Moscow, Louisa of Oldsmar, FL

Disciplinary Actions As a result of a decision of a hearing panel of the Joint Trial Board, Ms. Moscow’s AICPA membership was terminated effective December 29, 2016.
Published on January 06, 2017

Noecker, Richard J. of Roselle Park, NJ

Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Noecker, with the firm of Richard J. Noecker, CPA, LLC, entered into a settlement agreement under the Joint Ethics Enforcement Program, effective November 8, 2016.
Published on January 06, 2017

2010 Disciplinary Actions

Disciplinary Actions Disciplinary actions for 2010.
Published on January 04, 2017

2017 Disciplinary Actions

Article Browse AICPA 2017 disciplinary articles.
Published on January 03, 2017

Woo, Susan of Diamond Bar, CA

Article Under the automatic disciplinary provisions of the Institute’s bylaws, Ms. Woo’s AICPA membership was suspended for three years, effective June 7, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on January 03, 2017

2016 Disciplinary Actions

Article Browse 2016 disciplinary articles.
Published on January 03, 2017

Ackman, Blair of Livonia, MI

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Ackman’s AICPA membership was suspended for three years, effective July 11, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on December 06, 2016

Brehl, Robert of Prospect, KY

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Brehl’s AICPA membership was suspended for one year, effective September 19, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on December 06, 2016

Boyd, Paul of Knoxville, TN

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Boyd’s AICPA membership was terminated, effective October 21, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on December 06, 2016

Burns, Mark Dulaney of Gainesville, GA

Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Burns, with the firm of Burns & Herring, LLC, entered into a settlement agreement under the Joint Ethics Enforcement Program effective October 12, 2016.
Published on December 06, 2016

Calabro, Carmelo of Wood Ridge, NJ

Disciplinary Actions As a result of an investigation of alleged violations of the codes of professional conduct of the AICPA and the New Jersey Society of CPAs, Mr. Calabro, with the firm of Chirico & Calabro, LLC, entered into a settlement agreement under the Joint Ethics Enforcement Program effective September 14, 2016.
Published on December 06, 2016

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