Disciplinary Actions

    Disciplinary Actions 

    Where feasible, disciplinary articles are periodically removed from this site in accordance with the following guidelines:

    • Terminations generally remain on the Web site for a maximum of seven years. If the member has his/her membership reinstated, their article will remain for a minimum of five years or the date of reinstatement, whichever is longer.
       
    • Suspensions will generally be removed from the Web site one year after the member’s suspension period has ended. Suspensions coincident with the state boards of accountancy will generally be removed when the member has sent notification that their suspension has been lifted by the state board. However, all suspensions will remain on the Web site for a minimum of one year.
       
    • Admonishments will generally be removed from the Web site one year after the effective date of admonishment. 

    Help Protect the Public Interest

    Members who notice, suspect or are aware of significant deficiencies in the work of another member should seriously consider referring the matter to the Professional Ethics Division. Prior to referral, consider your responsibilities under Rule 301 of the Code of Professional Conduct if the member is affiliated with a client (e.g., CFO of an audit client). If you are unsure of the applicability of Rule 301, call the Ethics Hotline at 888.777.7077.

    Disciplinary actions are updated quarterly.


    *2003 articles have been removed according to the retention schedule.

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    Mycio, Mark Old Bethpage, NY

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Mycio’s AICPA membership was terminated, effective March 18, 2014, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
    Published on August 14, 2014

    Freeman, Rick C. Tulsa, OK

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Freeman’s AICPA membership was terminated, effective June 23, 2014, in connection with the disciplinary action taken by the Public Company Accounting Oversight Board (PCAOB).
    Published on July 03, 2014

    Bounds, James Austin, TX

    Disciplinary Actions As a result of a decision of a hearing panel of the Joint Trial Board, Mr. Bounds’ AICPA membership was terminated effective June 14, 2014.
    Published on July 03, 2014

    Bowman, Roger Hickory, NC

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Bowman was admonished, effective March 18, 2014, in connection with the disciplinary action taken by the North Carolina State Board of Certified Public Accountant Examiners.
    Published on July 03, 2014

    Casement, Kris M. Savage, MN

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Ms. Casement’s AICPA membership was terminated, effective April 24, 2014, because of a final judgment of conviction for a crime punishable by imprisonment for more than one year.
    Published on July 03, 2014

    Davis, III, Walter D. Houston, TX

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Davis’ AICPA membership was suspended for a period of one-year, effective March 20, 2014, in connection with the disciplinary action taken by the Texas State Board of Accountancy.
    Published on July 03, 2014

    Collins, Lawrence Cape Elizabeth, ME

    Disciplinary Actions As a result of a decision of a hearing panel of the Joint Trial Board, Mr. Collins’ AICPA membership was terminated effective June 13, 2014.
    Published on July 03, 2014

    Cupo, Mark Morris Plains, NJ

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Cupo’s AICPA membership was terminated, effective April 17, 2014, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
    Published on July 03, 2014

    Dennis, David D. Immokalee, FL

    Disciplinary Actions As a result of a decision of a hearing panel of the Joint Trial Board, Mr. Dennis’ AICPA membership was terminated effective June 13, 2014.
    Published on July 03, 2014

    Dimun, Anthony J. Short Hills, NJ

    Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Dimun entered into a settlement agreement under the Joint Ethics Enforcement Program, effective May 12, 2014.
    Published on July 03, 2014

    Epstein, Steven New York, NY

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Epstein’s AICPA membership was suspended for three-years, effective November 6, 2013, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
    Published on July 03, 2014

    Eperthener, Louis W. Port St. Lucie, FL

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Eperthener’s AICPA membership was terminated, effective June 23, 2014, because of a final judgment of conviction for a crime punishable by imprisonment for more than one year.
    Published on July 03, 2014

    Goldberg, Stuart Tarrytown, NY

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Goldberg’s AICPA membership was suspended coincident with the duration of the suspension period by the New York State Board for Public Accountancy, in connection with the disciplinary action taken by the state board.
    Published on July 03, 2014

    Fellows, Matthew Wichita, KS

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Fellows’ AICPA membership was suspended for a period of three-years, effective April 17, 2014, in connection with the disciplinary action taken by the Kansas State Board of Accountancy.
    Published on July 03, 2014

    Frese, Markus Marysville, KS

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Frese was admonished, effective April 22, 2014, in connection with the disciplinary action taken by the Kansas State Board of Accountancy.
    Published on July 03, 2014

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