Disciplinary Actions

Disciplinary Actions 

Where feasible, disciplinary articles are periodically removed from this site in accordance with the following guidelines:

  • Terminations generally remain on the Web site for a maximum of seven years. If the member has his/her membership reinstated, their article will remain for a minimum of five years or the date of reinstatement, whichever is longer.
     
  • Suspensions will generally be removed from the Web site one year after the member’s suspension period has ended. Suspensions coincident with the state boards of accountancy will generally be removed when the member has sent notification that their suspension has been lifted by the state board. However, all suspensions will remain on the Web site for a minimum of one year.
     
  • Admonishments will generally be removed from the Web site one year after the effective date of admonishment. 

Help Protect the Public Interest

Members who notice, suspect or are aware of significant deficiencies in the work of another member should seriously consider referring the matter to the Professional Ethics Division. Prior to referral, consider your responsibilities under Rule 301 of the Code of Professional Conduct if the member is affiliated with a client (e.g., CFO of an audit client). If you are unsure of the applicability of Rule 301, call the Ethics Hotline at 888.777.7077.

Disciplinary actions are updated quarterly.


*Articles have been removed according to the retention schedule.

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Li, Tony Zhicong of Skillman, NJ

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Li’s AICPA membership was terminated, effective August 31, 2016, in connection with the disciplinary action taken by the Public Company Accounting Oversight Board (PCAOB).
Published on November 03, 2016

Leotta, Albert S. of Nanuet, NY

Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Leotta, with the firm of Leotta & Associates, CPA, PLLC entered into a settlement agreement under the Joint Ethics Enforcement Program effective September 14, 2016.
Published on November 03, 2016

King, Carol of Asheville, NC

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Ms. King was admonished, effective August 31, 2016, in connection with the disciplinary action taken by the North Carolina State Board of Certified Public Accountant Examiners.
Published on November 03, 2016

Hagedorn, Hermann T. of Ambler, PA

Disciplinary Actions As a result of a decision of a hearing panel of the Joint Trial Board, Mr. Hagedorn’s AICPA membership was terminated effective October 15, 2016.
Published on November 03, 2016

Appelquist, Karl of Champaign, IL

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Appelquist was admonished, effective August 31, 2016, in connection with the disciplinary action taken by the Department of Financial and Professional Regulation of the State of Illinois.
Published on November 03, 2016

Ungar, Joel of W. Bloomfield, MI

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Ungar’s AICPA membership was terminated, effective September 22, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on November 03, 2016

Singer, Gary of Paramus, NJ

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Singer’s AICPA membership was terminated, effective August 31, 2016, in connection with the disciplinary action taken by the Public Company Accounting Oversight Board (PCAOB).
Published on November 03, 2016

Silberstein, Ronald of W. Bloomfield, MI

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Silberstein’s AICPA membership was terminated, effective September 22, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on November 03, 2016

Musgrave, Paul of Waxhaw, NC

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Musgrave’s AICPA membership was terminated, effective August 31, 2016, in connection with the disciplinary action taken by the North Carolina State Board of Certified Public Accountant Examiners.
Published on November 03, 2016

Mohidin, Ahmed of Moorpark, CA

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Mohidin’s AICPA membership was suspended for one year, effective September 13, 2016, in connection with the disciplinary action taken by the Public Company Accounting Oversight Board (PCAOB).
Published on November 03, 2016

Murphy, Robert W. of Melville, NY

Disciplinary Actions As a result of a decision of a hearing panel of the Joint Trial Board, Mr. Murphy was admonished effective October 15, 2016.
Published on November 03, 2016

Liu, Chunmin of Cedar City, UT

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Ms. Liu’s AICPA membership was terminated, effective August 31, 2016, in connection with the disciplinary action taken by the Public Company Accounting Oversight Board (PCAOB).
Published on November 03, 2016

Katsock, John of Yardley, PA

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Katsock’s AICPA membership was suspended coincident with the duration of the suspension period by the Florida Board of Accountancy.
Published on November 03, 2016

Donahue, Brian of Monmouth Beach, NJ

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Donahue’s AICPA membership was suspended for one year, effective June 14, 2016, in connection with the disciplinary action taken by the Public Company Accounting Oversight Board (PCAOB).
Published on November 03, 2016

Graber, Robert M. of Freehold, NJ

Disciplinary Actions As a result of a decision of a hearing panel of the Joint Trial Board, Mr. Graber was admonished effective October 15, 2016.
Published on November 03, 2016

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