2016

Browse

2016 Disciplinary Actions 

Browse 2016 disciplinary articles below.

Return to the Disciplinary Actions area overview page.

Open Hide documents in this section

Page  1 2 3 4 5 >> 
Showing results 1 - 15 of 149
Order by:


Woo, Susan of Diamond Bar, CA

Article Under the automatic disciplinary provisions of the Institute’s bylaws, Ms. Woo’s AICPA membership was suspended for three years, effective June 7, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on January 03, 2017

Ackman, Blair of Livonia, MI

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Ackman’s AICPA membership was suspended for three years, effective July 11, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on December 06, 2016

Brehl, Robert of Prospect, KY

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Brehl’s AICPA membership was suspended for one year, effective September 19, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on December 06, 2016

Boyd, Paul of Knoxville, TN

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Boyd’s AICPA membership was terminated, effective October 21, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on December 06, 2016

Burns, Mark Dulaney of Gainesville, GA

Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Burns, with the firm of Burns & Herring, LLC, entered into a settlement agreement under the Joint Ethics Enforcement Program effective October 12, 2016.
Published on December 06, 2016

Calabro, Carmelo of Wood Ridge, NJ

Disciplinary Actions As a result of an investigation of alleged violations of the codes of professional conduct of the AICPA and the New Jersey Society of CPAs, Mr. Calabro, with the firm of Chirico & Calabro, LLC, entered into a settlement agreement under the Joint Ethics Enforcement Program effective September 14, 2016.
Published on December 06, 2016

Jeffers, Kevin of New Albany, OH

Disciplinary Actions As a result of an investigation of alleged violations of the codes of professional conduct of the AICPA and the Ohio Society of CPAs, Mr. Jeffers, with the firm of M.K. Jeffers & Company, entered into a settlement agreement under the Joint Ethics Enforcement Program effective November 8, 2016.
Published on December 06, 2016

Dulek, Thomas of Simi Valley, CA

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Dulek’s AICPA membership was suspended for three years, effective August 29, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on December 06, 2016

Hartford, Pamela of Chicago, IL

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Ms. Hartford’s AICPA membership was suspended for three years, effective September 19, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on December 06, 2016

Harvey, Laurie of Oaks, PA

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Ms. Harvey was admonished, effective October 21, 2016, in connection with the disciplinary action taken by the Public Company Accounting Oversight Board (PCAOB).
Published on December 06, 2016

McCorry, James M. of Marshfield, MA

Disciplinary Actions As a result of an investigation of alleged violations of the codes of professional conduct of the AICPA and the Massachusetts Society of CPAs, Mr. McCorry, with the firm of James M. McCorry, CPA, entered into a settlement agreement under the Joint Ethics Enforcement Program effective October 12, 2016.
Published on December 06, 2016

King, William Thomas of Mobile, AL

Disciplinary Actions As a result of an investigation of alleged violations of the codes of professional conduct of the AICPA and the Alabama Society of CPAs, Mr. King, with the firm of W. Thomas King, CPA, entered into a settlement agreement under the Joint Ethics Enforcement Program effective October 12, 2016.
Published on December 06, 2016

LaPier, Nicholas of West Springfield, MA

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. LaPier was admonished, effective October 21, 2016, in connection with the disciplinary action taken by the Board of Registration of Public Accountancy, Commonwealth of Massachusetts.
Published on December 06, 2016

Kamienski, Michael of Elmhurst, IL

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Kamienski’s AICPA membership was suspended for three years, effective September 19, 2016, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on December 06, 2016

Kawana, Victor G. of Cerritos, CA

Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Kawana, with the firm of Kruse Mennillo LLP, entered into a settlement agreement under the Joint Ethics Enforcement Program effective November 8, 2016.
Published on December 06, 2016

Page  1 2 3 4 5 >> 
Showing results 1 – 15 of 149
Show Results per page
© 2017 Association of International Certified Professional Accountants. All rights reserved.