By Document Type
AICPA Letter to Senate Banking Committee re Restoring American Financial Stability Act
...of 2009" was released. One provision of particular concern in this legislation is Section 984, which creates a new private right of action for allegations of aiding and abetting violations of the Securities Exchange Act of
Published on March 09, 2010
AICPA Comments on Definition of Family Office in Proposed SEC Rule for Purposes of Exemption under Investment Advisers A...
The AICPA has submitted comments about the U.S. Securities and Exchange Commission’s proposed rule defining “family offices” as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act for purposes of exemption under the Investment Advisers Act of 1940.
Published on November 23, 2010