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    Ethics Enforcement

    Report ...The Professional Ethics Division investigates potential disciplinary matters involving members of the AICPA and state CPA societies participating in the Joint Ethics Enforcement Program. PEEC Non-Enforcement Policy - Foreig
    Published on October 03, 2014

    General Industry Questions for Members in Business

    FAQ General industry questions for members in business.
    Published on April 22, 2014

    White Paper on the AICPAs Independence Rules Modernization Project

    Report The Professional Ethics Executive Committee has developed this white paper to explain the basis for its conclusions of its November 2001 rules release, which revised interpretation 101-1 of Rule 101, Independence, and related definitions (ET section 92) of the AICPA Code of Professional Conduct. This paper
    Published on April 18, 2010

    Comment Letter 12 on the April 2013 Exposure Draft

    Comment Letter Comment Letter from the New York State CPA Society on the April 15, 2013 Codification Exposure Draft
    Published on September 04, 2013

    Joint Ethics Enforcement Program (JEEP) Manual of Procedures

    Guide Because it is not uncommon for a CPA to be a member of both the AICPA and one or more state societies, the AICPA and virtually all of the state societies have joined together to create the Joint Ethics Enforcement Program (JEEP
    Published on September 21, 2010

    How To Respond to an Ethics Investigation

    Guidance How To Respond to an Ethics Investigation
    Published on April 14, 2010

    Comment Letters For the September 19, 2012 Ethics Exposure Draft

    Comment Letters ...Following are the comment letters received on the September 19, 2012 exposure draft of the Professional Ethics Division: 1. Laura Lindel 2. North Carolina State Board 3. Texas Society of CPAs Ethics Committee 4. Indiana CPA Society Ethics
    Published on December 06, 2012

    Comment Letters For the November 30, 2011 Exposure Draft

    Article ...Following are the comment letters received on the November 30, 2011 exposure draft of the Professional Ethics Division: 1. Marguerite I. Harkness, CPA 2. Professional Ethics Committee of the New York State Society of CPAs 3. Profes
    Published on February 06, 2012

    Comment Letters for the February 28, 2011 Exposure Draft

    Comment Letter Comments are requested by May 31, 2011 for the February 28, 2011 omnibus exposure draft.  The exposure draft contains proposals related to client affiliates, permitted employment with client educational institution, confidential client information, public interest entities, application of AICPA Code in foreign group audits and network firm situations, performance of
    Published on September 21, 2012

    Comment Letters for the Ethics Division Nov. 16, 2012 Exposure Draft

    Article ...the November 16, 2012 exposure draft of the Professional Ethics Division: 1. North Carolina State Board of Examiners 2. NASBA 3. Ohio Society of CPAs Professional Ethics Committee 4. New York St
    Published on January 22, 2013

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