Professional Standards and Ethics
Professional Standards and Ethics discusses the AICPA Code of Professional Conduct. The section also includes the full text of the Statements on Responsibilities in Personal Financial Planning Practice, a source of...
Published on January 12, 2008
Fiduciary Standard of Care
Learn about the elements needed to be deemed a fiduciary.
Published on May 17, 2013
An overview of the professional responsibilities and standards associated with personal financial planning services
Published on May 22, 2013
Investment Fiduciary Responsibility
Learn who is an investment fiduciary and when you might be considered one, the minimum standards of care that must be met, and if you advice others in your company ? what you need to know to do the job
Published on February 01, 2010
E-Column - July2010
...a very difficult path: transitioning their RIA firm from a practice to a self-sustaining business. If you want your clients to be cared for according to your (high) standards after you retire, if you want
Published on July 09, 2010
Long Term Care Policies When Things Go Right, When Things Go Wrong
Do Long Term Care policies always work as advertised? Are there alternatives for the tough to insure? By listening to this webinar you will gain practical insights into the long term planning process that will help you better address your clients’ needs.
Published on August 05, 2011
Technology Implications of Custodians
Discover why the custodian you choose for your clients' assets can have technology implications.
Published on January 15, 2013
Investment Fiduciary Responsibility Understanding the Role of Plan Fiduciaries
It is vital that investment fiduciaries make informed decisions in order to adhere to prudent fiduciary practices. Download a PowerPoint presentation that can be used to educate your clients on fiduciary responsibilities as a retirement plan sponsor.
Published on March 29, 2011
Illustrations of Engagement Letter Explanations of Historical and Prospective Financial Information
Because personal financial plans can include a variety of historical or prospective financial information, the illustrative engagement letters do not describe such information. Read more about illustrative engagement letter descriptions of certain historical and prospective financial information.
Published on August 22, 2011
The Practical Aspects of Providing Tax Advice to Madoff Victims
This web seminar addresses the critical issues of protecting the interest of defrauded investors left in Bernard Madoff’s wake.
Published on January 28, 2011
Statement on Responsibilities in PFP Practice and What CPAs Need to Know for the PFS Exam and Beyond
The Personal Financial Planning Executive Committee has issued the Statements on Responsibilities in PFP Practice (SORs) to provide guidance to the CPA financial planner in applying the highest levels of integrity, professionalism and competence in the delivery of personal financial planning services so as to serve the best interests of
Published on March 25, 2011
Learn about the fee versus commission compensation models for financial advisers.
Published on April 09, 2010
2011 Advanced PFP Conference Workshop - Implementing PFP Services in Your Firm
Whether you are considering adding, expanding or formalizing personal financial planning services within your firm, or you are already established and want to hear how some of the most successful CPAs are doing it, this all-day intensive workshop will give you the step-by-step guidance and resources you need to be
Published on January 28, 2011
About Us - AICPA PFP
The AICPA's Personal Financial Planning ( PFP) division enjoys its 20th anniversary with renewed commitment resulting from the AICPA Governing Council's resolution regarding the Personal Financial Specialist credential. Learn More
Published on July 11, 2012
Q & A with Joel Framson on the Fiduciary Handbook
Review a discussion with Joel Framson regarding the overall benefits of the Fiduciary Handbook and its significance to CPA financial planners and Personal Financial Specialists.
Published on July 06, 2011