Fiduciary Standard of Care
Learn about the elements needed to be deemed a fiduciary.
Published on May 17, 2013
Proposed Statement on Standards in Personal Financial Planning Services
Read and comment on the exposure draft of the proposed Statement on Standards in Personal Financial Planning Services
Published on December 02, 2013
Defining a Global Fiduciary Standard of Excellence for Investment Stewards
A handbook developed specifically for Investment Steward to serve as a foundation for prudent investment fiduciary practices. It provides investment fiduciaries with an organized process for making informed and consistent decisions.
Published on February 01, 2010
An overview of the professional responsibilities and standards associated with personal financial planning services
Published on September 17, 2013
Fiduciary Letter to MJ White
AICPA and other like-minded organizations urge SEC Chair to establish a standard that is at least as strong as the existing standard for investment advisers
Published on June 05, 2013
PFP Practice Management
...information about issues that face the firm as they consider developing and managing a PFP practice. Learn more about Regulatory and Statutory Issues, Engagement Planning, Fiduciary Responsibility, and Professional Standard and Ethics
Published on May 11, 2010
AICPA Comment Letter Regarding Regulation of RIAs
...Nov. 3, the AICPA submitted a letter to the House Financial Services Committee Chairman Spencer Bachus and Ranking Member Barney Frank regarding the regulation of investment advisers and the standard of care for broker-dealers when giving investment advice to their clients
Published on November 09, 2011
Financial Services Reform
Stay up to date on legislative and regulatory issues relating to financial services reform.
Published on September 20, 2013
General Office Productivity Tools - Office Suite
The MS Office suite of software extends beyond word processor and spreadsheet programs. Learn the most important factors when considering the purchase of office productivity software.
Published on October 05, 2012
The Dodd-Frank Wall Street Reform and Consumer Protection Act Financial Regulatory Reform Legislation
Listen to Wesley Nissen discuss the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Published on July 17, 2013