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    Study and Recommendations on Section 404(b) of the Sarbanes-Oxley Act of 2002

    Article On April 22, 2011, the Securities Exchange Commission released its “ Study and Recommendations on Section 404(b) of the Sarbanes-Oxley Act of 2002 For Issuers With Public Float Between $75 and $250 Million” The study was required by the Dodd-Frank Wall Street Reform and Consumer Protection Act of...
    Published on April 28, 2011

    SEC Report Recommends No New SOX 404(b) Exemptions

    Article An SEC study of Section 404(b) of the Sarbanes-Oxley Act (Study) recommends no new exemptions to the requirements
    Published on June 07, 2011

    Regulatory Information and Financial Reporting

    Overview Audit Committees must be aware of the provisions of the Sarbanes-Oxley Act, along with associated regulations. Links to ""Understanding Regulations Related to the Sarbanes-Oxley Act"" and ""Other Regulations and Reporting Requirements
    Published on January 28, 2011

    In cooperation with CNA

    Advertisement With CNA's support, AICPA is able to demonstrate commitment to helping audit committees in the post Sarbanes-Oxley world. Partnering with professional organizations enables us to develop and deliver actionable tools and solutions. Learn more about the partnership with CNA
    Published on March 10, 2014

    ACEC E-Alert 2011 Archive

    Article 2011 Archives of the AICPA Audit Committee Effectiveness Center E-Alert.
    Published on March 05, 2014

    A Unified Approach to Risk Management

    Article ...more comprehensive approach to enterprise risk management (ERM) and that both management and the audit committee must play meaningful roles in the process. Building on the passage of the Sarbanes-Oxley Act (SOX) in 2002, which
    Published on March 16, 2010

    Foreign Corrupt Practices Act Primer and Tool for Audit Committees

    Article ...and highly publicized cases resulting from the discovery of possible FCPA violations during an acquisition due diligence have brought recent attention to this area. Also, with the enactment of Sarbanes- Oxley Act in July 2002 (also known as the Public Company Accounting Reform and Investor
    Published on March 16, 2010

    E-Alert No. 20- June 2011

    Newsletter This alert serves as a notification for new developments in Audit Committee Effectiveness Center as of June 2011.
    Published on March 05, 2014

    Audit Committee Briefs- 2011

    Article Audit Committee Briefs- 2011
    Published on March 19, 2012

    2008 Disciplinary Actions

    Disciplinary Actions Disciplinary actions for 2008.
    Published on March 06, 2012

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