Overview: This plan advisory provides information to plan sponsors and others to assist them in better understanding the communications they may receive from their plan auditors.
Published on February 21, 2011

EBPAQC Alert No. 211

Newsletter: New Plan Advisory on Auditor Communications; 2010 EBP Audit Guide and Audit Risk Alert Available; FASB Subsequent Events and Fair Value Measurement Accounting Standards Updates
Published on March 23, 2011

DOLs Audit Quality Enforcement Programs

Guidance: The DOL's Employee Benefits Security Administration Office of the Chief Accountant (OCA) administers an ongoing enforcement program, which began in 2005, to monitor the quality of ERISA audits.
Published on March 24, 2011

EBPAQC Alert No. 220

Newsletter: Based on data from the Department of Labor's (DOL) EFAST 2 electronic filing system it appears that most large 403(b) plans have not yet filed their Form 5500 and audited financial statements (the initial filing deadline was July 31, 2010.)
Published on March 25, 2011

EBPAQC Alert No. 144

Newsletter: 2008 Membership Requirements Compliance Questionnaire, Annual Self-Inspection Procedures and Best Practices, DOL's Audit Quality Enforcement Programs.
Published on August 25, 2011

EBPAQC Alert No. 121

Newsletter: Mark Your Calendars for Upcoming Events; Plan Advisory on Internal Controls; DOL Field Bulletin on Delinquent Contributions; 403(b) Plan Audit Task Force; Form 5500 Revisions; December Conference Recap; AICPA Hotline Improvements
Published on April 08, 2011

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