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Understanding Auditor Communications
This plan advisory provides information to plan sponsors and others to assist them in better understanding the communications they may receive from their plan auditors.
Published on February 21, 2011
EBPAQC Alert No. 211
New Plan Advisory on Auditor Communications; 2010 EBP Audit Guide and Audit Risk Alert Available; FASB Subsequent Events and Fair Value Measurement Accounting Standards Updates
Published on March 23, 2011
DOLs Audit Quality Enforcement Programs
The DOL's Employee Benefits Security Administration Office of the Chief Accountant (OCA) administers an ongoing enforcement program, which began in 2005, to monitor the quality of ERISA audits.
Published on March 24, 2011
EBPAQC Alert No. 220
Based on data from the Department of Labor's (DOL) EFAST 2 electronic filing system it appears that most large 403(b) plans have not yet filed their Form 5500 and audited financial statements (the initial filing deadline was July 31, 2010.)
Published on March 25, 2011
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