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    Additional Guidance Prepared by the Securities and Exchange Commission

    Article Additional guidance issued by the SEC in regards to SEC Final Rule IA-2968, Custody of Funds or Securities of Clients by Investment Advisers
    Published on June 18, 2010

    Changes May Be Needed to Regulator-Prescribed Auditors Reports

    Article The Issue Many state regulators require that independent auditors provide an opinion on financial information that is submitted to a regulator, often by means of an auditor’s report on forms prescribed by the regulator. While auditors want to comply
    Published on November 14, 2014

    PCFR Talking Points

    Article Private Company Financial Reporting Talking Points The AICPA has established a Private Company Financial Reporting Task Force to study the topic of financial reporting for privately-held businesses. Former AICPA Chairman Jim Castellano chairs
    Published on April 30, 2010

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