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    Peer Review Alert 11-02 Broker-Dealers

    Newsletter proposal for an interim broker-dealer inspection program. Under the proposal, the PCAOB will inspect, over the next two years, all types of broker-dealers (BDs) to determine what auditing...
    Published on November 25, 2014

    Enhanced Peer Review of Auditors of Broker-Dealers

    Guidance The PCAOB recently announced a proposal for an interim broker-dealer inspection program. Under the proposal, the PCAOB will inspect, over the next two years, all types of broker-dealers (BDs) to determine what auditing...
    Published on March 18, 2011

    Tips for Selecting Your AICPA Peer Review Program Peer Reviewer

    Article The selection of the peer reviewer(s) is a critical step in ensuring that a firm's peer review is efficient, cost-effective, and adds value to the firm's quality control policies and procedures. Firms that approach this decision with due care are likely to receive the optimal benefits of the process.
    Published on April 11, 2013

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