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    Current PFP News

    Newsletter Happy April 15th! News and Resources You May Have Missed During Busy Season | Leg/Reg Update: DOL Proposed Fiduciary Rule Released  | Bob Veres Media Reviews: Paying for Tuition Trumps Retirement Savings
    Published on April 16, 2015

    Registration and Compliance

    Overview Investment Advisers, Investment Adviser Representatives, Broker-Dealers and Solicitors may be subject to certain SEC and state registration and compliance issues.
    Published on August 28, 2014

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