Guide to Developing and Managing a PFP Practice
Practice Aid:
A practice guide to help develop and manage a PFP Practice
Published on June 12, 2012
Guide to Delivery of PFP Services
Practice Aid:
A practice guide on how to deliver PFP services within a CPA firm
Published on May 05, 2010
Section 7216 Sample Consent Forms
Guide:
The AICPA has a developed a specific practice guide to assist members with compliance with the Regulations under Section 7216 of the Internal Revenue Code. This guide includes specific examples of appropriate consent forms that can be presented...
Published on July 20, 2010
Implementing Section 7216
Article:
IRS regulations on the unauthorized disclosure or use of tax return information went into effect on January 1, 2009. For purposes of the revised section 7216 regulations, CPAs should understand that, in general, they will not need to obtain written cons
Published on January 28, 2011
Personal Financial Planning and Wealth Advisory Publications
Tools:
Publications relevant to personal financial planning and wealth advisory services.
Published on May 03, 2013
Red Flags Rule
News:
Stay up to date on legislative and regulatory issues regulatory issues relating to "red flags" rule
Published on August 09, 2011
PFP Tax News
News:
The AICPA PFP Division works with the AICPA Congressional Affairs Team to ensure that issues impacting CPA financial planners are monitored and acted upon as needed.
Published on May 16, 2013
PFP Practice Guides
Overview:
These useful guides present non-authoritative guidance on various PFP technical and practice management topics
Published on February 05, 2013
Guide to Developing and Managing a CPA PFP Practice
Practice Aid:
The Guide to Developing and Managing a CPA PFP Practice is geared toward the CPA who is interested in adding or expanding Personal Financial Planning (PFP) to their practice. The guide will lead you through...
Published on June 08, 2012
CPAs Guide to Technology in a PFP Practice
Guide:
Because firms vary in size and business approach, the technology needs of a firm will be dictated by a wide variety of factors including the firm's business model, size, client profile and goals.
Published on April 25, 2013
CPAs Guide to Technology in a PFP Practice
Guide:
A look at the essential technology components of the efficient personal financial planning firm.
Published on January 18, 2013
Practice Management Study Results, Tools and Resources
Overview:
Learn best practices of the most successful CPA financial planning practices. Access practice guides, past web seminar recordings and marketing toolkits and white papers on organizational structure, staffing, succession planning and work/life balance
Published on April 29, 2013
Technology in a PFP Practice
Guide:
Because personal financial planning firms vary greatly in size and in their business approach, it is important to understand that there is no "one size fits all" technology solution.
Published on January 11, 2013
The CPAs Guide to Regulatory Issues in a PFP Practice
Guide:
CPAs who are providing personal financial services (including tax, estate, retirement, investment and/or insurance planning) to their clients are in an optimal position to add investment advisory services to their business. Surveys show that CPAs are ranked among the most trusted advisers. They put their client’s interest first when providing
Published on June 29, 2011
Other Regulatory Resources
Link:
In addition to the information in the PFP Practice Center on registration and compliance issues for financial advisers, consider these other useful resources
Published on March 07, 2013