PFS Body of Knowledge
Summary of the PFS Body of Knowledge.
Published on April 23, 2014
Illustrative Engagement Letter for an Investment Advisory Agreement
The following agreement is for investment advisers who manage money on a discretionary basis. However, the agreement can readily be tailored to other forms of advisory relationships whereby the adviser plays some role in managing the investments and portfolio of his or her client.
Published on September 23, 2010
Illustrative Transmittal Letter
Once you have completed your financial plan, it is important to clearly communicate your recommendations to the client to avoid confusion or mistakes. Use this illustrative transmittal letter to help you get organized.
Published on September 20, 2010
Structure and Implementation
This section summarizes structure and other considerations in implementing an investment services business.
Published on April 09, 2010
2014 Months in Review
A look back at the various milestones, as well as member benefits released during each month of the current year.
Published on August 28, 2014
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