PCAOB Adopts Rule Creating Interim Program for Auditors of Broker-Dealers
The PCAOB recently adopted a rule to create a temporary inspection program for auditors of broker-dealers, largely ignoring calls of lawmakers and the AICPA to require inspection only of auditors...
Published on June 30, 2011
AICPA Monitoring PCAOB Forums for Auditors of Smaller Broker-Dealers
The CPA Advocate: August, 2012. The AICPA continues to advocate for a final PCAOB rule requiring inspections of auditors of clearing, carrying and custodial broker-dealers because these broker-dealers directly handle investor funds
Published on September 19, 2012
AICPA Comment Letter to PCAOB regarding Temporary Rule on Interim Program to Inspect Auditors of Broker Dealers, Februar...
AICPA Comment Letter to PCAOB regarding Temporary Rule on Interim Program to Inspect Auditors of Broker Dealers, February 15, 2011
Published on March 10, 2011
Congressional CPAs Letter to PCAOB re Broker-Dealer Auditors
Congressional CPAs' Letter to PCAOB re Broker-Dealer Auditors
Published on June 27, 2011
Registration and Inspection of the Auditors of Broker-Dealers
...inspections to all auditors of broker-dealers or to a targeted subset of its choosing. The AICPA continues to advocate for a clear policy rationale to any changes in PCAOB regulation
Published on May 14, 2012
Financial Services Committee Chairman and Capital Markets Subcommittee Chairman letter to PCAOB re broker-dealer auditor...
Financial Services Committee Chairman and Capital Markets Subcommittee Chairman letter to PCAOB re broker-dealer auditors
Published on June 27, 2011
Legislation Prohibiting Mandatory Audit Firm Rotation Introduced in U.S. House of Representatives
The CPA Advocate: April, 2013. H.R. 1564, introduced by Representative Robert Hurt, a Republican from Virginia, would block the PCAOB from requiring public companies to use specific auditors or require the use of different auditors on a rotating basis
Published on April 29, 2013
AICPA Opposes PCAOBs Mandatory Audit Firm Rotation Proposal
...Company Accounting Oversight Board its Concept Release on Auditor Independence and Audit Firm Rotation, which would require mandatory audit firm rotation, is not likely to achieve the goals the PCAOB intends
Published on January 09, 2012
AICPA Letter to House Financial Services Committee Supporting H.R. 1564.
The AICPA supported a bill approved on June 19, 2013 by the House Financial Services Committee that would prevent the PCAOB from imposing mandatory audit firm rotation for public companies
Published on June 19, 2013
AICPA Letter to U.S. House of Representatives Supporting H.R. 1564.
The AICPA supported a bill passed on July 8, 2013 by the U.S. House of Representatives which would prevent the PCAOB from imposing mandatory audit firm rotation for public companies
Published on July 12, 2013