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    PCAOB Adopts Rule Creating Interim Program for Auditors of Broker-Dealers

    Newsletter The PCAOB recently adopted a rule to create a temporary inspection program for auditors of broker-dealers, largely ignoring calls of lawmakers and the AICPA to require inspection only of auditors...
    Published on June 30, 2011

    AICPA Monitoring PCAOB Forums for Auditors of Smaller Broker-Dealers

    Newsletter The CPA Advocate: August, 2012. The AICPA continues to advocate for a final PCAOB rule requiring inspections of auditors of clearing, carrying and custodial broker-dealers because these broker-dealers directly handle investor funds
    Published on September 19, 2012

    Congressional CPAs Letter to PCAOB re Broker-Dealer Auditors

    Comment Letter Congressional CPAs' Letter to PCAOB re Broker-Dealer Auditors
    Published on June 27, 2011

    AICPA Comment Letter to PCAOB regarding Temporary Rule on Interim Program to Inspect Auditors of Broker Dealers, Februar...

    Comment Letter AICPA Comment Letter to PCAOB regarding Temporary Rule on Interim Program to Inspect Auditors of Broker Dealers, February 15, 2011
    Published on March 10, 2011

    Legislation Prohibiting Mandatory Audit Firm Rotation Introduced in U.S. House of Representatives

    Newsletter The CPA Advocate: April, 2013. H.R. 1564, introduced by Representative Robert Hurt, a Republican from Virginia, would block the PCAOB from requiring public companies to use specific auditors or require the use of different auditors on a rotating basis
    Published on April 29, 2013

    Registration and Inspection of the Auditors of Broker-Dealers

    Article ...inspections to all auditors of broker-dealers or to a targeted subset of its choosing. The AICPA continues to advocate for a clear policy rationale to any changes in PCAOB regulation
    Published on May 14, 2012

    Financial Services Committee Chairman and Capital Markets Subcommittee Chairman letter to PCAOB re broker-dealer auditor...

    Comment Letter Financial Services Committee Chairman and Capital Markets Subcommittee Chairman letter to PCAOB re broker-dealer auditors
    Published on June 27, 2011

    AICPA Opposes PCAOBs Mandatory Audit Firm Rotation Proposal

    Newsletter ...Company Accounting Oversight Board its Concept Release on Auditor Independence and Audit Firm Rotation, which would require mandatory audit firm rotation, is not likely to achieve the goals the PCAOB intends
    Published on January 09, 2012

    AICPA Letter to House Financial Services Committee Supporting H.R. 1564.

    Legislative Letters The AICPA supported a bill approved on June 19, 2013 by the House Financial Services Committee that would prevent the PCAOB from imposing mandatory audit firm rotation for public companies
    Published on June 19, 2013

    AICPA Letter to U.S. House of Representatives Supporting H.R. 1564.

    Legislative Letters The AICPA supported a bill passed on July 8, 2013 by the U.S. House of Representatives which would prevent the PCAOB from imposing mandatory audit firm rotation for public companies
    Published on July 12, 2013

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