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Business Models Portfolio Manager

Overview: Learn about the Portfolio Manager, its structure, how to implement it and the registration and compliance issues.
Published on April 08, 2010

Business Models Investment Adviser

Article: Learn about the Investment Adviser business model, its structure, how to implement it, and the registration and compliance issues.
Published on October 25, 2010

The Dodd-Frank Wall Street Reform and Consumer Protection Act Financial Regulatory Reform Legislation

Webcast: Listen to Wesley Nissen discuss the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Published on September 17, 2012

How to Choose the Most Appropriate Business Model for Your Practice

Webcast: During this interactive session, top securities law attorney Guy Lander will walk you through fundamental facets of three PFP business models, including: Securities Broker-Dealer, Registered Investment Adviser and Referral/Solicitor Agreements with Investment Companies.
Published on April 19, 2010

Financial Services Reform

News: Stay up to date on legislative and regulatory issues relating to financial services reform.
Published on April 30, 2013

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Health Care Entities -- AICPA Audit and Accounting Guide

This guide provides "how-to" guidance on planning, performing and reporting on Health Care engagements, as well as information for members in practice in the Health Care industry. It explains the accounting and auditing for many types of Health Care issues, including up-to-date information on recently issued FASB Accounting Standards Updates and GASB Statements and their effects on the industry. This guide has been fully conformed to reflect the new standards resulting from the Clarity Project.

State and Local Governments: Checklists and Illustrative Financial Statements

AICPA Checklists and Illustrative Financial Statements for state and local governments identify the applicable reporting requirements that you need to know and apply. These checklists provide one comprehensive source for the required and recommended U.S. GAAP disclosures for state and local governments.

State and Local Governmental Developments – Audit Risk Alert

Find out about important issues affecting state and local governments and how current developments affect auditing in this industry. This Audit Risk Alert focuses on emerging practice issues, such as recent changes in the municipal securities market, and current economic, accounting and auditing developments and how these areas affect state and local governments.