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    Information for Firms that Perform Broker-Dealer Audits or Attestation Engagements

    Guidance On July 31, 2013, the SEC finalized its Broker-Dealer Rule. The final rule requires audits of all broker-dealers to be performed under PCAOB Standards. It also requires a new Compliance Report for carrying broker-dealers and an Exemption Report for non-carrying broker...
    Published on September 25, 2014

    Examples of Matters in Peer Reviews

    Overview The Examples of Matters in Peer Reviews page contains information on how the AICPA is using data collected during peer reviews to learn about trouble spots and is developing resources within the AICPA that will allow firms to have a more focused remedy for their findings.  Our ultimate goal is
    Published on September 02, 2014

    2014 Team Captain Checklists

    Checklist 2014 Team Captain Checklists In performing peer reviews, review teams must complete all relevant programs and checklists issued by the AICPA Peer Review Board in a professional manner. Failure to do so may cause a presum
    Published on April 30, 2014

    National Peer Review Committee (NPRC)

    Overview On this page, you'll find information on and about the National Peer Review Committee (NPRC) formerly known as the Center for Public Company Audit Firms Peer Review Program (CPCAF PRP
    Published on October 01, 2014

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