Information for Firms that Perform Broker-Dealer Audits or Attestation Engagements
On July 31, 2013, the SEC finalized its Broker-Dealer Rule. The final rule requires audits of all broker-dealers to be performed under PCAOB Standards. It also requires a new Compliance Report for carrying broker-dealers and an Exemption Report for non-carrying broker...
Published on November 24, 2014
Examples of Matters in Peer Reviews
The Examples of Matters in Peer Reviews page contains information on how the AICPA is using data collected during peer reviews to learn about trouble spots and is developing resources within the AICPA that will allow firms to have a more focused remedy for their findings. Our ultimate goal is
Published on September 02, 2014
Peer Review Training for Ongoing Qualification
Access CPE course information for peer review training.
Published on December 09, 2014
2014 Team Captain Checklists
2014 Team Captain Checklists In performing peer reviews, review teams must complete all relevant programs and checklists issued by the AICPA Peer Review Board in a professional manner. Failure to do so may cause a presum
Published on April 30, 2014
National Peer Review Committee (NPRC)
On this page, you'll find information on and about the National Peer Review Committee (NPRC) formerly known as the Center for Public Company Audit Firms Peer Review Program (CPCAF PRP
Published on November 04, 2014
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