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    Effective Enterprise Risk Oversight

    Article The role of the board of directors in enterprise-wide risk oversight has become increasingly challenging as expectations for board engagement are at all time highs. Risk is a pervasive part of everyday business and organizational strategy. But, the complexity of business transactions, technology advances, globalization, speed of product cycles...
    Published on March 10, 2010

    DiPietro, Patrick Twinsburg, OH

    Disciplinary Actions As a result of acceptance of a guilty plea by the Joint Trial Board, in lieu of a hearing, Mr. DiPietro pled guilty to violating AICPA Code of Professional Conduct Rule 202 – Compliance with Standards and Rule 201 – General Standards – B. Due Professional Care.
    Published on July 10, 2013

    Howley, Kevin F. - Wellesley, MA

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, effective October 26, 2011, Mr. Howley was suspended from membership in the AICPA for three years, commencing June 6, 2011, which was the effective date of the Securities and Exchange Commission’s disciplinary action.
    Published on January 10, 2012

    Sena, Christopher - Massapequa, NY

    Disciplinary Actions As a result of a decision by a hearing panel of the Joint Trial Board, Mr. Sena’s AICPA membership was suspended for a period of two years, effective July 14, 2013.
    Published on October 03, 2013

    Rome, Robert - Chicago, IL

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Rome’s AICPA membership was indefinitely suspended
    Published on April 12, 2012

    Zhao, Xinggeng Montville, NJ

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Zhao’s AICPA membership was suspended for three years, effective September 30, 2013, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
    Published on July 03, 2014

    Jahelka, Bob - Massapequa, NY

    Disciplinary Actions As a result of a decision by a hearing panel of the Joint Trial Board, Mr. Jahelka’s AICPA membership was suspended for a period of two years, effective July 14, 2013.
    Published on October 03, 2013

    Chisholm, Todd D. - Centerville, UT

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Chisholm’s AICPA membership was terminated, effective May 10, 2011, in connection with the SEC denying Mr. Chisholm the privilege of appearing or practicing before the Commission as an accountant.
    Published on July 06, 2011

    Pughsley, N. Wesley of Roanoke, VA

    Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Pughsley, with the firm of N. Wesley Pughsley, Jr., CPA, PC, entered into a settlement agreement under the Joint Ethics Enforcement Program, effective August 25, 2014.
    Published on October 03, 2014

    Sena, Vincent - Massapequa, NY

    Disciplinary Actions As a result of a decision by a hearing panel of the Joint Trial Board, Mr. Sena’s AICPA membership was suspended for a period of two years, effective July 14, 2013.
    Published on October 03, 2013

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