Sample Engagement Letters
Overview:
Engagement letters are used to establish a formal relationship with a client. This section provides you with sample engagement letters to be used for various types of financial planning engagements...
Published on January 15, 2013
Engagement Planning Tools and Checklists
Overview:
Access the necessary engagement planning tools and checklists required to enable you to perform your engagements by presenting your work in the most understandable format as well as with the highest level of...
Published on July 06, 2010
Engagement Planning
Overview:
When performing PFP services, you want to present your work in the most understandable format and exhibit the highest level of professionalism. This section provides resources to help you achieve both goals.
Published on May 07, 2010
Illustrative Engagement Letter Long Form
Sample Letter:
A detailed PFP engagement letter you can use with your clients. Although you should consult legal counsel before drafting any client agreements, this sample will get you started
Published on April 03, 2012
Illustrative Engagement Letter - Short Version
Sample Letter:
A short-form version sample PFP engagement letter you can use with your clients. Although you should consult legal counsel before drafting any client agreements, this sample will get you started
Published on April 03, 2012
Illustrative Engagement Letter for Corporate Executives
Sample Letter:
A sample PFP engagement letter you can use with corporate executives. Although you should consult legal counsel before drafting any client agreements, this sample will get you started
Published on April 03, 2012
Illustrative Engagement Letter
Sample Letter:
A sample PFP engagement letter you can use with your clients. Although you should consult legal counsel before drafting any client agreements, this sample will get you started
Published on April 03, 2012
PFP Engagement Workbook
Template:
The PFP Work Program was designed to guide CPAs and their staff in performing personal financial planning engagements. Although it resembles an audit program in format, the PFP Work Program does not provide precise, comprehensive steps to be performed
Published on March 24, 2011
PFP Engagement Implementation Plan Worksheet
Template:
Use this template to record recommendations made to the client as part of the personal financial planning engagement
Published on March 24, 2011
PFP Engagement Workpaper Organizer
Template:
Use this template to track and organize workpapers related to each personal financial planning engagement
Published on March 24, 2011
PFP Engagement Document Request Form
Template:
Use this document request form to help clients collect pertinent information for the personal financial planning engagement
Published on March 24, 2011
Illustrative Engagement Letter for an Investment Advisory Agreement
Sample Letter:
The following agreement is for investment advisers who manage money on a discretionary basis. However, the agreement can readily be tailored to other forms of advisory relationships whereby the adviser plays some role in managing the investments and portfolio of his or her client.
Published on September 23, 2010
PFP Engagement Client Service Questionnaire
Template:
Use this questionnaire to have the client evaluation the personal financial planning services provided.
Published on March 24, 2011
Illustrations of Engagement Letter Explanations of Historical and Prospective Financial Information
Article:
Because personal financial plans can include a variety of historical or prospective financial information, the illustrative engagement letters do not describe such information. Read more about illustrative engagement letter descriptions of certain historical and prospective financial information
Published on August 22, 2011
Illustrative Letter for a Limited Service Engagement
Sample Letter:
A sample PFP engagement letter you can use when providing only a limited service engagement. Although you should consult legal counsel before drafting any client agreements, this sample will get you started
Published on September 20, 2010