Ethics Decision Tree For CPAs in Government

Framework:  The AICPA, in consultation with the Business and Industry Executive Committee (BIEC), created the ethics decision tree to help walk CPAs through a process of resolving ethical issues
Published on February 07, 2010

Audit Committee Financial Expert Decision Tree

Framework:  Access a decision tree that illustrates how the audit committee might evaluate a candidate for consideration as their financial expert. Review the questions, answer them as truthfully as possible, and discover if you have the correct candidate.
Published on February 07, 2010

Goldberg, Elliot - Garden City, NY

Disciplinary Actions:  ...of Professional Conduct of the AICPA and the New York State Society of CPAs (NYSSCPA), Mr. Goldberg, of Liebman, Goldberg & Hymowitz, entered into a settlement agreement under the Joint Ethics Enforcement Program effective August 16, 2011
Published on January 10, 2012

Settles, Thomas E. - Monteagle, TN

Disciplinary Actions:  As a result of an investigation of alleged violations of the Codes of Professional Conduct of the AICPA, Mr. Settles entered into a settlement agreement under the Joint Ethics Enforcement Program, effective May 3, 2012
Published on July 03, 2012

Mann, Jeffrey M. Edison, NJ

Disciplinary Actions:  In consideration of the AICPA foregoing a full investigation of his alleged misconduct, Mr. Mann entered into a settlement agreement under the Joint Ethics Enforcement Program effective December 11, 2012
Published on January 04, 2013

Snack, Edward Pequannock, NJ

Disciplinary Actions:  In consideration of the AICPA foregoing a full investigation of his alleged misconduct, Mr. Snack entered into a settlement agreement under the Joint Ethics Enforcement Program effective October 31, 2012
Published on January 04, 2013

Carlson, Kevin M. Bonita, CA

Disciplinary Actions:  In consideration of the AICPA foregoing a full investigation of his alleged misconduct, Mr. Carlson entered into a settlement agreement under the Joint Ethics Enforcement Program effective November 15, 2012
Published on January 04, 2013

Allegretti, Anthony T. - North Providence, RI

Disciplinary Actions:  ...violations of the Codes of Professional Conduct of the AICPA and the Rhode Island Society of CPA’s (RISCPA), Mr. Allegretti entered into a settlement agreement under the Joint Ethics Enforcement Program, effective September 27, 2011
Published on October 10, 2012

Golden, Larry R. - Hinesville, GA

Disciplinary Actions:  ...Mr. Golden’s AICPA membership was terminated, effective August 11, 2011. Mr. Golden was found guilty of violating AICPA Bylaw 7.4.6 for failing to cooperate with the Ethics Charging Authority in its investigation of his alleged
Published on October 04, 2011

Bogdanowicz, Ben J. - North Arlington, NJ

Disciplinary Actions:  In consideration of the AICPA foregoing a full investigation of his alleged misconduct, Mr. Bogdanowicz entered into a settlement agreement under the Joint Ethics Enforcement Program effective December 11, 2012
Published on April 03, 2013

Yates, James L. - La Plata, MD

Disciplinary Actions:  As a result of an investigation of alleged violations of the AICPA Code of Professional Conduct, Mr. Yates entered into a settlement agreement under the Joint Ethics Enforcement Program, effective March 20, 2012
Published on April 12, 2012

Rauch, Stephen R. Chatham, NJ

Disciplinary Actions:  In consideration of the AICPA foregoing a full investigation of his alleged misconduct, Mr. Rauch entered into a settlement agreement under the Joint Ethics Enforcement Program effective October 25, 2012
Published on January 04, 2013

Allgyer, Robert E. - Lake Forest, IL

Disciplinary Actions:  ...an investigation of alleged violations of the Codes of Professional Conduct of the AICPA and the Illinois CPA Society, Mr. Allgyer entered into a settlement agreement under the Joint Ethics Enforcement Program effective November 1, 2011
Published on February 24, 2012

Marino, Frank - Arlington, VA

Disciplinary Actions:  In consideration of the AICPA foregoing a full investigation of his alleged misconduct, Mr. Marino entered into a settlement agreement under the Joint Ethics Enforcement Program effective December 11, 2012
Published on January 04, 2013

Grossman, JoelWayne, NJ

Disciplinary Actions:  In consideration of the AICPA foregoing a full investigation of his alleged misconduct, Mr. Grossman entered into a settlement agreement under the Joint Ethics Enforcement Program effective December 11, 2012
Published on January 04, 2013