By Document Type
Registration and Inspection of the Auditors of Broker-Dealers
The Dodd-Frank Act provides authority to the Public Company Oversight Board to expand, by rule, its oversight and inspections to all auditors of broker-dealers or to a targeted subset of its choosing. The AICPA continues to advocate for a clear policy rationale to any changes in PCAOB regulation.
Published on May 14, 2012
PCAOB Adopts Rule Creating Interim Program for Auditors of Broker-Dealers
The PCAOB recently adopted a rule to create a temporary inspection program for auditors of broker-dealers, largely ignoring calls of lawmakers and the AICPA to require inspection only of auditors of broker-dealers who handle investor funds directly.
Published on June 30, 2011
Vermont Society of CPAs Lauds Sen. Leahys Leadership on Bill to Stop Tax Strategy Patents
The CPA Advocate: May, 2011. The Vermont Society of CPAs thanked Senate Judiciary Chairman Leahy for his leadership on stopping tax strategy patents.
Published on June 03, 2011