Guidance: A before and after comparison of changes within the Personal Financial Specialist (PFS) program, including information on the general qualification process, the CPA certificate, exams, experience, and many more areas
Published on February 01, 2010

CPA PFS Credential Frequently Asked Questions FAQ

FAQ: Frequently asked questions about the Personal Financial Specialist credential including: Do I have to be a CPA and a member of the AICPA to apply? What is required to maintain the PFS Credential? Find answers to these and other common questions about the PFS credential
Published on April 02, 2013

Personal Financial Specialist Application

Overview: The PFS application is used to collect information about a candidate's business experience, lifelong learning, and exam history. This information is used to determine whether the candidate has met the point requirements of the PFS multiple entry point system
Published on June 14, 2010

AICPA PFS Exam Sponsorship Program

Overview: The AICPA PFP Section is offering sponsorships to help with the costs associated with the candidates taking both the PFS Exam Review Course and the PFS Exam
Published on March 07, 2013

Other Regulatory Resources

Link: In addition to the information in the PFP Practice Center on registration and compliance issues for financial advisers, consider these other useful resources.
Published on March 07, 2013

Financial Services Reform

News: Stay up to date on legislative and regulatory issues relating to financial services reform.
Published on April 30, 2013

PFS Credential Referral Program

Overview: Information about the CPA/PFS credential referral program to promote the credential
Published on February 26, 2013

Young & Emerging CPA Financial Planners

Overview: Learn why a career as a CPA financial planner or Personal Financial Specialist may be right for you
Published on May 01, 2013

Overview of the Personal Financial Specialist (PFS) Credential

Overview: A summary page with links to all necessary information relating to the PFS credential program.
Published on May 08, 2013

PFP & CPA/PFS Education Opportunities

Overview: Education related opportunities to develop professionally and be prepared for the PFS exam, including partnerships with The American College
Published on April 05, 2013

How Do I Become a Registered Investment Advisor

Checklist: ...advising, contact your state securities commission and ask for an investment advisor registration packet. Determine if an examination is required. Most states require you to take the Series 65 exam
Published on October 21, 2011

Overview of New Form ADV2 and Other Compliance Considerations

Webcast: New SEC regulations effective October 12th require investment advisers to use a new Form ADV, Part 2, which includes supplemental information not previously required in the current “check-the-box” format. Join Ellen Bruno as she discusses the critical information you need to know about the transition to the new ADV2.
Published on January 28, 2011

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