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Other Regulatory Resources

Link In addition to the information in the PFP Practice Center on registration and compliance issues for financial advisers, consider these other useful resources.
Published on March 07, 2013

Resources on The Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act

Tools The Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act (the “Act”) presents a the multitude of issues to consider in the areas of personal financial planning given the certainty in the tax law for 2011 and 2012 and the uncertainty we will be with faced with once again in
Published on May 01, 2013

Investment Committee Effectiveness Backgrounder

FAQ An effective Investment Oversight Committee is the foundation upon which a dependable 401(k) program is built in your organization. Its main purpose is to ensure your plan remains competitive while continually offering a solid array of fund options.
Published on May 11, 2010

Annuity Resources

Article Resources to help CPAs learn about annuities and how to implement them effectively as part of their clients' personal financial plans.
Published on August 15, 2012

CPA PFS Credential Frequently Asked Questions FAQ

FAQ Frequently asked questions about the Personal Financial Specialist credential including: Do I have to be a CPA and a member of the AICPA to apply? What is required to maintain the PFS Credential? Find answers to these and other common questions about the PFS credential
Published on April 02, 2013

Fox Financial Planning Network Program Details

Tools Learn how to provide CPAs in all business models and firm sizes with the step by step processes they need to effectively develop their PFP businesses via a holistic approach.
Published on May 03, 2013

PFP State Resource Sharing

Tools State societies are welcome to link to these valuable resources on the PFP Division’s Web site.
Published on February 04, 2013

Q & A with Joel Framson on the Fiduciary Handbook

FAQ Review a discussion with Joel Framson regarding the overall benefits of the Fiduciary Handbook and its significance to CPA financial planners and Personal Financial Specialists.
Published on July 06, 2011

Red Flags Rule

News Stay up to date on legislative and regulatory issues regulatory issues relating to "red flags" rule
Published on August 09, 2011

PFP Emerging Professionals Outreach Toolkit

Toolkit The resources in the PFP Emerging Professionals Outreach Toolkit will help CPA financial planners initiate communication with universities and state societies and prepare for and execute an outreach event to future CPAs.
Published on December 20, 2010

Steps the Public Can Take Before Disaster Strikes

Checklist Read about the six key steps people can take to prepare for the financial impact of a disaster. This information can be valuable when speaking to your clients, addressing civic groups, or being interviewed by the media.
Published on November 01, 2012

Health Care Reform

News Stay up to date on legislative and regulatory issues relating to health care reform.
Published on April 08, 2013

PFP Tax News

News The AICPA PFP Division works with the AICPA Congressional Affairs Team to ensure that issues impacting CPA financial planners are monitored and acted upon as needed.
Published on May 16, 2013

Other Matters

News Stay up to date on legislative and regulatory issues relating to a variety of personal financial planning matters.
Published on March 06, 2013

Q & A with Clark Blackman on Fiduciary Handbook from a Small Business Perspective

FAQ This interview with Clark Blackman shows how the Fiduciary Handbook provides meaningful guidance to small CPA firms.
Published on March 29, 2011

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